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Original Article

Effect of Bronchoconstriction on Airway Remodeling in Asthma

Christopher L. Grainge, Ph.D., Laurie C.K. Lau, Ph.D., Jonathon A. Ward, B.Sc., Valdeep Dulay, B.Sc., Gemma Lahiff, B.Sc., Susan Wilson, Ph.D., Stephen Holgate, D.M., Donna E. Davies, Ph.D., and Peter H. Howarth, D.M.

N Engl J Med 2011; 364:2006-2015May 26, 2011

Abstract

Background

Asthma is characterized pathologically by structural changes in the airway, termed airway remodeling. These changes are associated with worse long-term clinical outcomes and have been attributed to eosinophilic inflammation. In vitro studies indicate, however, that the compressive mechanical forces that arise during bronchoconstriction may induce remodeling independently of inflammation. We evaluated the influence of repeated experimentally induced bronchoconstriction on airway structural changes in patients with asthma.

Methods

We randomly assigned 48 subjects with asthma to one of four inhalation challenge protocols involving a series of three challenges with one type of inhaled agent presented at 48-hour intervals. The two active challenges were with either a dust-mite allergen (which causes bronchoconstriction and eosinophilic inflammation) or methacholine (which causes bronchoconstriction without eosinophilic inflammation); the two control challenges (neither of which causes bronchoconstriction) were either saline alone or albuterol followed by methacholine (to control for nonbronchoconstrictor effects of methacholine). Bronchial-biopsy specimens were obtained before and 4 days after completion of the challenges.

Results

Allergen and methacholine immediately induced similar levels of bronchoconstriction. Eosinophilic inflammation of the airways increased only in the allergen group, whereas both the allergen and the methacholine groups had significant airway remodeling not seen in the two control groups. Subepithelial collagen-band thickness increased by a median of 2.17 μm in the allergen group (interquartile range [IQR], 0.70 to 3.67) and 1.94 μm in the methacholine group (IQR, 0.37 to 3.24) (P<0.001 for the comparison of the two challenge groups with the two control groups); periodic acid–Schiff staining of epithelium (mucus glands) also increased, by a median of 2.17 percentage points in the allergen group (IQR, 1.03 to 4.77) and 2.13 percentage points in the methacholine group (IQR, 1.14 to 7.96) (P=0.003 for the comparison with controls). There were no significant differences between the allergen and methacholine groups.

Conclusions

Bronchoconstriction without additional inflammation induces airway remodeling in patients with asthma. These findings have potential implications for management.

Media in This Article

Figure 1Study Timeline and Changes in Forced Expiratory Volume in 1 Second (FEV1) after Inhalation Challenges in Subjects with Asthma.
Figure 2Changes in Markers of Eosinophilic Inflammation and Airway Remodeling after Repeated Inhalation Challenges.
Article

Asthma is a common chronic respiratory condition characterized clinically by an excessive tendency toward reversible airway narrowing. This may arise in response to everyday environmental exposure and is worsened both by intercurrent infection and, in sensitized persons, by allergen exposure. In pathological terms, asthma is characterized by airway inflammation and by structural changes in airway tissues, such as epithelial goblet-cell hyperplasia, subepithelial collagen deposition, and smooth-muscle hypertrophy — collectively referred to as airway remodeling.1-3 Since an inhaled-allergen challenge in atopic asthma induces eosinophilic inflammation of the airway and changes in the extracellular matrix,4 and since a reduction in airway eosinophils has been reported to reduce certain markers of airway remodeling,5 such structural changes in the tissues have been considered a consequence of eosinophilic airway inflammation.6 This paradigm, however, fails to account for the potential contribution of airway narrowing to airway remodeling. Bronchoconstriction generates excessive mechanical forces within the airways that distort tissue cells,7,8 and mechanical forces within other organs are known to induce tissue remodeling.9-11 In vitro studies in a variety of models have shown that ex vivo compression of the airway epithelium results in changes that mimic those identified and associated with remodeling in vivo.12-15 We therefore hypothesized that the airway narrowing induced by allergen exposure in vivo in patients with asthma may in itself be a sufficient stimulus for the development of airway remodeling and that such remodeling is not solely dependent on induced recruitment of airway eosinophils.

To test this hypothesis, we performed repeated challenges with exposure to either allergen (to induce bronchoconstriction with airway eosinophil recruitment) or methacholine (to induce bronchoconstriction alone) in volunteers who had mild atopic asthma. Two additional groups of volunteers with asthma served as controls, undergoing repeated challenges with either saline placebo (to control for the challenge procedures) or methacholine after they had received albuterol to prevent bronchoconstriction (to control for any additional nonbronchodilator, receptor-mediated actions of methacholine within the airways). The effect of these challenges on the airway was evaluated by assessing changes in markers of airway remodeling in endobronchial tissue obtained by fiberoptic bronchoscopy before and after the challenge.

Methods

Study Subjects

We recruited adults with asthma who met the following criteria: a positive skin-prick test for allergen extract from the house dust mite Dermatophagoides pteronyssinus, abnormal airway reactivity (defined by a provocative concentration of methacholine required to reduce the forced expiratory volume in 1 second [FEV1] by 20% [PC20] of less than 8 mg per milliliter), no history of smoking, and treatment with a short-acting beta-agonist only as required. The study was approved by the local research ethics committee, and all subjects gave written informed consent.

Protocol and Clinical Measurements

The study timelines are shown in Figure 1Figure 1Study Timeline and Changes in Forced Expiratory Volume in 1 Second (FEV1) after Inhalation Challenges in Subjects with Asthma.. Initial assessments included spirometry, skin-prick testing, and measurement of bronchial reactivity, followed after a minimum of 14 days by bronchoscopy. The subjects were then assigned in equal numbers to one of four challenge groups — allergen, methacholine, saline, or methacholine preceded by albuterol — according to permuted-block randomization in a parallel-group study design. At least 14 days after the initial bronchoscopic examination, subjects underwent three consecutive inhalation challenges at 48-hour intervals, followed by a second bronchoscopic examination 4 days after the final challenge. Subjects recorded symptom scores daily in a validated asthma-control diary16 for the week preceding and the week of the repeated challenges.

The challenges with allergen and methacholine were adjusted to cause an immediate reduction in FEV1 of at least 15%. The allergen challenges were performed with the use of an APS Pro nebulizer (Jaeger), as previously described,17 and the methacholine and saline challenges were performed as recommended.18 The albuterol–methacholine challenge initially involved inhaling nebulized albuterol (5 mg) followed by double the concentration of methacholine that had been determined at the screening visit to induce a 20% fall in FEV1. On each challenge day, FEV1 was measured at 20, 30, 45, and 60 minutes and thereafter at 30-minute intervals until 10 hours after completion of the challenge procedures. In order to accurately assess the natural history of the airway response to the challenges over this time period, no bronchodilator medication was given.

Spirometry, skin-prick testing, and fiberoptic bronchoscopy were performed as standard assessments and in accordance with established guidelines.19 All bronchoscopic examinations were performed without complications. The study was performed in compliance with the protocol, which is available with the full text of this article at NEJM.org. (Additional methodologic details are provided in the Supplementary Appendix at NEJM.org.)

Analysis of Bronchoscopic Samples

Bronchoalveolar-lavage fluid was processed to obtain cytospin preparations for differential cell counts and supernatant samples. Biopsy specimens were processed for histochemical staining, as previously described.20 Two sections (2-μm thick), spatially separated by at least 30 μm to avoid repeat analysis of the same cell, from each randomly oriented biopsy specimen were stained and analyzed by two observers, each unaware of the subject's exposure group. Mean data were used for statistical analysis, and all staining was quantified by computerized-image analysis, as previously described.21

Eosinophilic Specificity of Challenges

Without knowledge of the challenge medium, we counted 400 cells from each bronchoalveolar-lavage fluid sample on coded cytospin slides to determine the percentage of eosinophils on differential cell count. We measured eosinophil cationic protein concentrations in the fluid supernatant, using a commercial enzyme-linked immunosorbent assay kit (MBL International), according to the manufacturer's instructions. Biopsy specimens were stained for eosinophil cationic protein (EG2, Diagnostics Development) to enumerate eosinophils (cells per square millimeter) within the airway mucosa, as previously described.20

Epithelial Repair and Airway Remodeling

Biopsy specimens were stained immunohistochemically with the use of a transforming growth factor β (TGF-β) polyclonal antibody (ab50716, Abcam) and monoclonal antibodies against collagen type III (IE7-D7, Chemicon) and Ki67 (MIB1, Dako). Periodic acid–Schiff (PAS) staining was used to detect goblet cells.22 The percentage of epithelial expression of TGF-β and PAS staining and the thickness of the lamina reticularis delineated by collagen type III immunoreactivity were measured in or under all sections of intact, longitudinally oriented epithelium. Nucleated cells staining for Ki67 were counted within the epithelium and the lamina propria as separate compartments (expressed as cells per millimeter for epithelium and cells per square millimeter for lamina propria).

Statistical Analysis

Characteristics of the subjects and spirometric results were summarized with the use of descriptive statistics, and between-group differences were assessed by means of one-way analysis of variance. Methacholine provocative concentrations, reported as geometric means and ranges, were analyzed with the use of the Kruskal–Wallis test. All other data, which were nonparametrically distributed and are expressed as median values with interquartile ranges, were analyzed with the use of the Kruskal–Wallis test for between-group comparisons, as well as the Mann–Whitney test for comparisons between pairs of groups when appropriate. Paired testing of data obtained within groups before and after challenge was performed with the use of the Wilcoxon test.

No corrections for multiple comparisons were made with respect to the four tissue-remodeling outcome measures, although Bonferroni's correction was applied to the post hoc analysis of the between-group or within-group comparisons to allow for the number of comparisons performed (six comparisons for each variable).23 A P value less than or equal to 0.05 was considered to indicate statistical significance. All tests were two-tailed.

Results

Characteristics of Subjects

Of the 84 volunteers screened, 52 were eligible for enrollment; 48 of the 52 subjects were then randomly assigned to the four challenge groups (12 in each group) and completed the study. Baseline lung function, atopic status, and the percentage of eosinophils and eosinophil cationic protein concentrations in bronchoalveolar-lavage fluid did not differ significantly among the four groups (Table 1Table 1Baseline Characteristics of the Subjects.).

Lung Function and Symptom Scores

In the groups challenged with allergen or methacholine, there were consistent and similar immediate mean (±SE) reductions in FEV1 of 21.2±7.6% and 22.4±7.4%, respectively. Saline challenge was not associated with significant changes in FEV1, whereas albuterol pretreatment before methacholine challenge significantly increased baseline FEV1 (P<0.001) and prevented the acute bronchoconstrictor response to the methacholine challenge (Figure 1). There was no significant difference between the immediate changes in FEV1 after the allergen and methacholine challenges (P=0.42), and results in both these groups differed significantly from those in the saline and albuterol–methacholine challenge control groups (Table 2Table 2Changes in Clinical, Bronchoalveolar-Lavage Fluid, and Immunohistochemical Variables after Repeated Inhalation Challenges with Allergen, Methacholine, Saline, or Albuterol–Methacholine.). Allergen but not methacholine challenge was associated with a significant late allergic response (P<0.001) (Figure 1). There were no significant between-group differences in symptom scores during the 2-week study (Table 1 in the Supplementary Appendix).

Airway Eosinophil Recruitment

Four days after the last challenge, there were increases in the percentage of eosinophils and in eosinophil cationic protein in the samples of bronchoalveolar-lavage fluid from the allergen group but not in the samples from the methacholine, saline, and albuterol–methacholine groups, with significant differences between the allergen-challenge group and the other three groups (P=0.004 and P=0.001, respectively), as shown in Table 2 and Figure 2Figure 2Changes in Markers of Eosinophilic Inflammation and Airway Remodeling after Repeated Inhalation Challenges.. Within the allergen-challenge group, the increases in these two variables after the challenge were significant (P=0.04 for eosinophils and P=0.008 for eosinophil cationic protein). The median number of endobronchial mucosal eosinophils also increased after the allergen challenge, from 3.25 cells per square millimeter (range, 0.63 to 6.63) to 11.00 cells per square millimeter (range, 1.38 to 14.38). No significant changes were evident in the other groups with respect to tissue eosinophils. There were no significant differences between groups in any other bronchoalveolar-lavage fluid or tissue cell types examined (Tables 2 and 3 in the Supplementary Appendix).

Epithelial Repair and Structural Remodeling

Before the challenges, there were no significant differences among the four groups with respect to any of the histochemical measurements obtained (Table 1). After the repeated challenges, there was increased epithelial immunoexpression of TGF-β in the allergen and methacholine groups but not in the saline or albuterol–methacholine groups, with a significant difference between the challenge groups (P=0.01) (Table 2). Within the allergen and methacholine groups, the increases after challenge were significant (P=0.04 and 0.01, respectively), but there was no significant difference between the changes in these two groups (P=0.6) (Figure 2). Epithelial Ki67 immunoexpression was increased after the challenges, with a significant difference between the challenge groups and the control groups (P=0.001). The within-group increases after repeated allergen and methacholine challenges were significant (P=0.04 for each comparison); the increases did not differ significantly between these challenge groups. No significant challenge-induced changes were evident with the saline or albuterol–methacholine challenge. The change in the percentage of epithelium that was positive for PAS staining differed significantly between groups after the challenges (P=0.003). The allergen-induced and methacholine-induced changes were significantly greater than the changes induced by saline (P=0.04 and P=0.01, respectively). The photomicrographs in Figure 3Figure 3Representative Photomicrographs of Respiratory Epithelium from Bronchial-Biopsy Specimens before and after Repeated Inhaled Methacholine Challenge. are representative examples of these changes.

After repeated challenges, the thickness of the sub–basement membrane collagen within the submucosa was increased in the allergen group (P=0.04) and in the methacholine group (P=0.02), with a significant difference between the challenge groups and the control groups (P<0.001). No significant changes were evident in the saline or albuterol–methacholine group (Figure 2 and Table 2). There was no significant difference in the increase in thickness between the allergen and methacholine groups (P=0.76). Submucosal changes in Ki67 immunoreactivity were also evident after the challenges, with a significant difference between the challenge groups and the control groups (P<0.001). Individual data for the study participants are shown for each variable in Fig. 1 through 6 in the Supplementary Appendix.

Discussion

This study shows that repeated bronchoconstriction in asthma promotes airway remodeling. The changes were evident 4 days after repeated airway challenges and were independent of the stimulus causing the bronchoconstriction. Furthermore, they appear to be independent of eosinophil recruitment into the airways, since, on the basis of the specific markers we chose, the remodeling changes evident after the allergen challenge (which induced airway eosinophil recruitment) were similar to those seen after the methacholine challenge (which did not induce such recruitment). These findings have implications for the management of asthma, since airway remodeling has been linked to a decline in lung function and the loss of bronchodilator reversibility.24 Currently, the primary aim of asthma management is to reduce symptoms and control the disease by targeting airway inflammation. The results of this study suggest that an additional target should be to stabilize airway caliber and prevent bronchoconstriction.

An emerging concept in asthma is that of the epithelial–mesenchymal trophic unit through which genetic and environmental interactions influence the expression of asthma.25 This concept identifies the epithelium as a key structural tissue. We contend that the cells of the epithelium, when activated, promote not only airway cell recruitment but also mesenchymal signaling, which induces myofibroblast transformation and initiates a wound-repair response as a key asthmatic event.26 Epithelium-generated TGF-β is a crucial growth factor in this respect, since it induces myofibroblast transformation and stimulates collagen synthesis. In this study, we found that bronchoconstriction induced by either allergen or methacholine increases TGF-β immunoreactivity within the airway epithelium. Our study also provides evidence that repeated bronchoconstriction with either stimulus increases the thickness of the subepithelial collagen layer, which is indicative of an acute alteration in airway collagen dynamics and is consistent with the influence of epithelial mesenchymal signaling. These results translate the in vitro evidence of the relevance of mechanical forces to airway remodeling12,15 to the in vivo situation in asthma. In vitro studies have also suggested that compressive forces can induce goblet-cell hyperplasia within the epithelium — an action attributable to TGF-β.14 Our study clearly showed that bronchoconstriction after either the allergen or the methacholine challenge led to an increase in the percentage of epithelium staining for mucus-secreting cells that was not evident in the saline-challenge group. These changes thus identify the relevance of bronchoconstriction in asthma as a stimulus leading to excessive mucus production that may further contribute to occlusion of the airways.

The protein Ki67 regulates cell proliferation. The increased immunoexpression of Ki67 identified within both the epithelium and the submucosa 4 days after cessation of the repeated bronchoconstriction with allergen or methacholine is suggestive of compression-induced epithelial damage and ongoing proliferative repair responses within the epithelial mesenchymal trophic unit. The absence of an effect when methacholine inhalation was preceded by albuterol (to prevent bronchoconstriction) is consistent with the hypothesis that the effects of methacholine are not molecule-specific but related to induced bronchoconstriction (Section 3 in the Supplementary Appendix). This has implications not only for the understanding of the pathogenesis of asthma but also for the design of studies of airway remodeling that use bronchoprovocation. Although methacholine and allergen induced similar acute early bronchoconstrictor responses, only in the allergen-challenge group was there a late allergic reaction associated with a progressive fall in FEV1. This was not associated with enhanced airway-remodeling changes. This absence of an additional effect may reflect different mechanisms of early and late bronchoconstrictor responses or the achievement of a threshold response with the immediate bronchoconstriction that limits the influence of repeated acute mechanical stimulation, as suggested by in vitro studies.14

We selected subjects for the study who were sensitive to house-dust mites, since challenge with these allergens favors airway eosinophil recruitment.27 We have previously found that as few as six subjects with asthma are required to show significant eosinophil recruitment during the late reaction,27 and other investigators have reported that significant airway remodeling is evident after allergen challenge in as few as nine volunteers with asthma.4 For these reasons, it was feasible to select 12 subjects per challenge group for our complex study. Repeated challenges were undertaken to reproduce dynamic airway changes reflective of uncontrolled asthma and to translate findings from animal models, in which repeated allergen challenges have been shown to promote sustained airway eosinophil recruitment and airway remodeling.28,29 We were able to reproduce these findings in our subjects with asthma 4 days after they were subjected to three separate challenges. In contrast to the findings with the allergen challenge, no eosinophil recruitment was evident with repeated methacholine-induced bronchoconstriction. Previously, airway structural changes after an allergen challenge were attributed to eosinophilic inflammation.30 Since the same degree of allergen-induced or methacholine-induced acute bronchoconstriction produced indistinguishable remodeling changes in the present study, our data suggest that the allergen-induced eosinophil influx in the airway is not crucial for these changes to occur. However, because eosinophils were evident within the airways at baseline, this study cannot exclude the possibility that an eosinophil–epithelium interaction influenced the airway response to compression.

This study thus provides evidence that bronchoconstriction induces epithelial stress and initiates a tissue response that leads to structural airway changes. This finding not only has relevance for asthma but may also provide an explanation for the remodeling described in patients with chronic cough.31 Since repeated epithelial stress may lead to remodeling, the prevention of bronchoconstriction itself should be an important aim of asthma management. The lack of focus on controlling airway caliber may explain why daily inhaled glucocorticoid therapy has not been shown to modify the natural history of lung-function changes in preschool-age and school-age children in long-term, prospective interventional studies.32,33 Although treating the inflammatory component of asthma is the first-line approach to controlling the disease, bronchial hyperresponsiveness is frequently not normalized by inhaled glucocorticoid therapy, particularly in patients with more severe asthma, and additional therapy is required. We speculate that sustained and safe bronchoprotection in addition to adequate control of inflammation should be the aim in such patients in order to prevent the long-term adverse consequences of airway remodeling.

Supported by the Defence Postgraduate Medical Deanery and by a grant from the Medical Research Council (G0900453).

Disclosure forms provided by the authors are available with the full text of this article at NEJM.org.

No potential conflict of interest relevant to this article was reported.

We thank Dr. Victoria Cornelius, research statistician at the National Institute of Health Research Respiratory Biomedical Research Unit in Southampton, for statistical advice; Mr. Tim Smith for laboratory assistance; Dr. Gary Coulton of St. Georges University of London for advice and support; and the staff of the Wellcome Trust Clinical Research Facility in Southampton.

Source Information

From the Division of Infection, Inflammation and Immunity, University of Southampton School of Medicine (C.L.G., L.C.K.L., J.A.W., V.D., G.L., S.W., S.H., D.E.D., P.H.H.); the Wellcome Trust Clinical Research Facility (C.L.G., P.H.H.); and the National Institute for Health Research Respiratory Biomedical Research Unit (S.H., P.H.H.) — all in Southampton, United Kingdom.

Address reprint requests to Dr. Howarth at Mailpoint 810, Level F, Sir Henry Wellcome Laboratories, South Block, Southampton General Hospital, Southampton SO16 6YD, United Kingdom, or at .

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