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Original Article

Independent Clonal Origins of Distinct Tumor Foci in Multifocal Papillary Thyroid Carcinoma

Trisha M. Shattuck, B.S., William H. Westra, M.D., Paul W. Ladenson, M.D., and Andrew Arnold, M.D.

N Engl J Med 2005; 352:2406-2412June 9, 2005

Abstract

Background

Papillary thyroid carcinoma is frequently multifocal. We investigated whether noncontiguous tumor foci arise from intraglandular metastases from a single primary tumor or originate as unrelated clones derived from independent precursors.

Methods

Using a polymerase-chain-reaction assay involving the human androgen receptor gene (HUMARA), we analyzed the patterns of X-chromosome inactivation of multiple distinct foci of well-differentiated multifocal papillary thyroid cancer from 17 women.

Results

Multiple thyroid tumor foci from 10 of 17 patients yielded DNA of adequate quality and were heterozygous for the HUMARA polymorphism and hence suitable for analysis. A single X chromosome was inactivated in each focus, consistent with its monoclonality. When the specific monoclonal configurations of each patient's discrete tumor foci were compared, discordant patterns indicative of independent origins were observed among the tumors from five patients; results in the remaining five were consistent with either a shared or independent clonal origin.

Conclusions

Individual tumor foci in patients with multifocal papillary thyroid cancer often arise as independent tumors.

Media in This Article

Figure 1Discordant Patterns of X-Chromosome Inactivation in Distinct Tumor Foci from a Single Patient with Multifocal Papillary Thyroid Carcinoma, as Revealed by Methylation-Specific PCR.
Figure 2Distinct Tumors with Opposing Patterns of X-Chromosome Inactivation in a Single Patient, as Revealed by Methylation-Sensitive Enzyme Digestion.
Article

Papillary thyroid carcinoma is the most common cancer of the thyroid gland,1,2 with approximately 20,000 cases annually in the United States. Papillary cancer often presents as a thyroid nodule that does not take up radioactive iodine or as an enlarged lymph node containing a metastasis. The pathogenesis of papillary thyroid cancer involves participation of the RET, NTRK1, RAS, and BRAF genes.3-13

In patients undergoing surgical treatment for papillary thyroid cancer, pathological analysis commonly identifies multiple noncontiguous tumor foci in individual glands. Estimates of the frequency of such multicentric tumors vary, depending on the techniques used, and range between 18 and 87 percent.14-19 A “primary” tumor greater than 1 cm in diameter is typical; most of the additional foci measure less than 1 cm in diameter and are termed “microcarcinomas.”19,20 Multifocal tumors have been associated with increased risks of lymph-node and distant metastases, persistent local disease after initial treatment, and regional recurrence.14,16,17,19,21 All these features suggest that patients with multifocal papillary thyroid cancer should receive aggressive treatment.22

Despite attempts to establish whether multiple intrathyroidal tumors are metastases of a primary thyroid tumor or arise independently,16,19,23,24 the question remains unresolved.25 The phenomenon of X-chromosome inactivation, in which either the maternal or paternal X chromosome in women is inactivated, makes it possible to determine whether cells in separate tumor foci arose from a single source or from different precursors.26 Patterns of X-chromosome inactivation can be used to determine whether a tumor arose from one or multiple progenitor cells because the inactivated X chromosome is stably transmitted from parent cell to progeny cell. For this reason, all the cells in a clonal population have the same inactivated X chromosome — maternal or paternal.27

The event that randomly inactivates the maternal or paternal X chromosome occurs early in embryogenesis, long before the onset of tumor formation; the inactivation is stable in tumor cells and not ordinarily subject to selection during tumorigenesis. Consequently, for the purpose of determining the origins of tumor cells, studies of patterns of X-chromosome inactivation have advantages over methods that compare specific changes in DNA or gene expression in papillary carcinoma. Such changes could arise as late events in separate subclones of one original tumor13,28 and lead to the mistaken interpretation that clonally related tumor foci are unrelated.

Analyses of papillary thyroid cancers involving patterns of X-chromosome inactivation29 and reports of unique clonal genetic alterations, such as RET and NTRK1 gene rearrangements and BRAF mutations,3,6-8,13,30,31 have established that many (and probably all) such tumors are monoclonal neoplasms. To investigate whether distinct tumors in multifocal papillary thyroid cancer arise independently, we compared the specific patterns of monoclonal X-chromosome inactivation of tumor foci in patients with this cancer.

Methods

Tumor Samples

Tumor samples from women who underwent thyroidectomy for the treatment of papillary thyroid carcinoma were obtained in accordance with protocols approved by the institutional review board of each center. Patients provided informed consent as dictated by these protocols. Patients with multiple distinct foci of papillary thyroid cancer were selected for study, and identification of tumor tissue and normal tissue in each sample was determined by one endocrine pathologist. The sizes and locations of distinct tumor foci for all 10 patients suitable for analysis are shown in Table 1Table 1Specific Clonal X-Chromosome Patterns and Characteristics of Multifocal Papillary Thyroid Carcinomas.. Paraffin blocks were cut into 12-μm sections and placed on clean, uncoated microscope slides. Samples were deparaffinized in xylene and rehydrated in graded ethanol. Large tumors in which the tumor margins could easily be visualized were microdissected grossly from the slide, whereas small tumors or those with substantial inflammatory or stromal components were subjected to laser-capture microdissection (Pix Cell II, Arcturus) to capture an enriched population of neoplastic cells.

DNA Extraction

Grossly dissected tissue was incubated in 100 to 200 μl of TE9 (0.5 M TRIS, 0.2 M EDTA, 0.01 M sodium chloride, and 1 percent sodium dodecyl sulfate; pH 9.0) plus 0.2 mg of proteinase K (Invitrogen) for four nights at 55°C. Fresh proteinase K was added daily. Laser-capture microdissection caps were incubated upside down for two nights at 37°C, centrifuged, and subjected to digestion for two additional days at 55°C. Fresh proteinase K was added daily. Chelex 100 resin (Bio-Rad) was added to each sample and incubated for one hour, and the supernatant was removed. DNA was extracted with the use of phenol–chloroform and concentrated by means of ethanol precipitation. The DNA was resuspended in TRIS–EDTA (10 mM TRIS hydrochloride and 1 mM EDTA; pH 8.0).

HUMARA Digestion Assay

We used a polymerase-chain-reaction (PCR) assay for X-chromosome inactivation based on the X-linked human androgen receptor gene (HUMARA). In a monoclonal tumor from a woman, all tumor cells have the same combination of active and inactive X chromosomes. These maternally and paternally inherited chromosomes can be distinguished by polymorphisms — in this case a marked variation in the number of tandemly repeated CAG units within HUMARA. With the use of primers that flank the CAG repeats, two PCR products of different size can be amplified from a heterozygous patient's genomic DNA. The primers that flank the HUMARA CAG repeat sequence also flank a HpaII restriction site (CCGG) that is methylated and thereby protected from digestion when present on an inactive X chromosome, but unmethylated and thereby susceptible to cleavage when on an active X chromosome. Therefore, when HpaII-treated DNA is subjected to PCR with these HUMARA primers, most copies of the inactive allele remain intact and are amplified, whereas most copies of the active allele are cleaved by HpaII and thus unable to yield a PCR product.

Most women in the general population are heterozygous at the polymorphic site and thus amenable to analysis, and the small size of the HUMARA region containing the polymorphism and the restriction site makes it possible to analyze fixed and paraffin-embedded tissue samples by means of PCR. In DNA from a monoclonal tumor, one of the HUMARA alleles is preferentially unmethylated and therefore lost, and clonally related metastases from such a tumor have the same pattern of X-chromosome inactivation as the primary tumor. If, however, multiple tumor foci arise independently, the maternal X chromosome will be inactivated in some foci and the paternal X will be inactivated in others.

Half the DNA from each sample was digested in a 20-μl reaction mixture with 12 U of HpaII (New England Biolabs) at 37°C for 12 to 16 hours. The other half was subjected to mock digestion without the enzyme. After incubation, the restriction enzyme was inactivated at 95°C for 10 minutes.

A 50-μl PCR reaction mixture contained 1× PCR buffer (15 mM TRIS hydrochloride, pH 8.0, and 50 mM potassium chloride), 1.5 mM magnesium chloride, 200 μM of each deoxynucleotide triphosphate, 40 pmol of each primer, 2 U of Amplitaq Gold DNA Polymerase (Applied Biosystems), and 5.0 μl of the digested or mock-digested DNA. Primers used were 5'TCCTATGACACCATTTGGG3' bearing a fluorescent TET tag on the 5' end and 5'CTCTACGATGGGCTTGGGAGAAC3'. Thermocycling consisted of denaturation at 95°C for 10 minutes; 30 cycles at 95°C for 30 seconds, 55°C for 30 seconds, and 72°C for 30 seconds; and a final extension at 72°C for 10 minutes. Samples underwent electrophoresis on an ABI Prism 377 Sequencer, and data were analyzed with the use of GeneScan and Genotyper software (Applied Biosystems).

To account for differences in gel loading and PCR-amplification efficiency, a ratio of the heights of the allele peaks in the tumor and the normal samples was calculated with the use of the following formula: (peak 1 height of undigested sample ÷ peak 2 height of undigested sample) ÷ (peak 1 height of digested sample ÷ peak 2 height of digested sample). A ratio of more than 2.0 or less than 0.5, representing a preferential loss of intensity in the digested sample of 50 percent of one of the two alleles present in the normal sample, was scored as a monoclonal pattern, and the unmethylated allele was noted.

Sodium Bisulfite Treatment and Methylation-Specific PCR

A methylation-specific PCR assay was also used to examine clonality at the HUMARA locus. Sodium bisulfite treatment of DNA converts unmethylated cytosine to uracil but does not affect methylated cytosine. This conversion results in a difference in the sequence of methylated and unmethylated alleles. In DNA from a monoclonal tumor, PCR amplification with the use of primer sets specific for these different nucleotides makes it possible to determine which of two HUMARA alleles, which differ in the number of CAG-repeat units, is methylated and which allele is unmethylated.

DNA was treated with sodium bisulfite overnight, purified with the use of the Wizard DNA Clean-Up System (Promega), and concentrated by means of ethanol precipitation according to the protocol of Frommer et al.32 Two 50-μl PCR reaction mixtures containing 1× PCR buffer, 1.5 mM magnesium chloride, 200 μM of each deoxynucleotide triphosphate, 40 pmol of each primer, 2 U of Amplitaq Gold DNA Polymerase (Applied Biosystems), and 2 μl of sodium bisulfite–treated DNA were performed for each tumor DNA sample. In the first, a fluorescently labeled forward primer specific for the bisulfite-treated, methylated HUMARA DNA sequence was used, and in the second, a forward primer specific for the bisulfite-treated, unmethylated sequence was used. PCR primers were unmethylated forward primer 5'GGTTGTGAGTGTAGTATTTTTTGGT3', methylated forward primer 5'CGAGCGTAGTATTTTTCGGC3', and universal reverse primer 5'TAAAAAAAACCATCCTCACC3'.33 Thermocycling consisted of denaturation for 95°C for 10 minutes; 30 cycles at 95°C for 30 seconds, 55°C for 30 seconds, and 72°C for 30 seconds; and a final extension at 72°C for 10 minutes. Samples underwent electrophoresis on an ABI Prism 377 Sequencer, and data were analyzed with the use of GeneScan and Genotyper software (Applied Biosystems).

Results

Samples of multifocal papillary thyroid carcinoma from 17 women who underwent thyroidectomy for the treatment of papillary cancer were analyzed. Slides containing paraffin-embedded sections from tumors were microdissected manually or with the use of laser-capture microdissection, depending on the size of the tumor and the amount of stromal and inflammatory components, to ensure that the specimen contained a predominance (typically more than 90 percent by means of visual inspection) of neoplastic cells. Tumor DNA was analyzed for X-chromosome–inactivation status with the use of sodium bisulfite treatment followed by methylation-specific PCR, digestion with methylation-specific restriction enzymes followed by PCR, or both. Seven tumors from five patients yielded interpretable results with both procedures and showed consistent agreement in the resulting patterns of X-chromosome inactivation.

Multiple foci of tumor from 10 patients yielded DNA of adequate quality and quantity and were heterozygous for the analyzed polymorphism in exon 1 of HUMARA and hence suitable for analysis (Table 1). These foci showed monoclonal patterns of X-chromosome inactivation consistent with previous findings of monoclonality in papillary thyroid cancer (and thus also confirmed that our dissection yielded a highly purified population of tumor cells). When the patterns of X-chromosome inactivation were compared among foci from an individual patient, the foci from Patients 8, 9, 10, 12, and 14 had discordant patterns: in some, the maternal X chromosome was inactivated, and in others, it was the paternal X chromosome (Figure 1Figure 1Discordant Patterns of X-Chromosome Inactivation in Distinct Tumor Foci from a Single Patient with Multifocal Papillary Thyroid Carcinoma, as Revealed by Methylation-Specific PCR. and Figure 2Figure 2Distinct Tumors with Opposing Patterns of X-Chromosome Inactivation in a Single Patient, as Revealed by Methylation-Sensitive Enzyme Digestion.). This finding is strong evidence that these patients' physically distinct papillary thyroid cancer foci arose as separate events from different clonal progenitor cells.

In the remaining five sets of samples (from Patients 6, 7, 15, 16, and 17), there were identical monoclonal patterns in each of two or three tumor foci. The interpretation of these findings is less definitive; although such findings are consistent with the presence of a shared clonal relationship, it is equally possible that the small number of foci in these five sample sets had separate clonal origins but happened by chance to share the same inactivated X chromosome. The ability of the assay to detect clonal independence in the latter five cases could have also been overridden by the highly skewed distribution of inactivated maternal and paternal X chromosomes normally found in some women or the possibility that large, contiguous patches of cells in some normal thyroid glands could have the same inactivated X chromosome owing to cell-migration patterns during organogenesis.34

Discussion

The presence of multiple foci of papillary thyroid carcinoma is a common clinical finding, but the origin of these foci is unsettled.25 They may be intraglandular metastases from a single primary tumor, or each tumor may arise from a distinct progenitor cell. Evidence from previous studies has lent support to both arguments.

Multifocal thyroid disease has been associated with distant metastases in some (but not all) studies,14,16,17,19 suggesting that multifocal disease carries an increased risk of metastases. Iida et al. noted that many of the small foci are histologically identical to a larger cancer nodule in the same gland,14 suggesting that the smaller tumors are metastases of the larger tumor. Another factor providing support for this possibility is that the thyroid has a unique lymphatic drainage system, with the two lobes and the isthmus enclosed in a capsule containing an abundant network of intralobular lymphatic vessels. The lymphatic vessels that arise between the thyroid follicles, anastomosing and penetrating into the capsule throughout the gland,35 would allow tumor metastases ready access to other parts of the gland.

That each tumor focus may have an independent origin was suggested in three cases described as “multinodular” papillary thyroid cancer that included an undifferentiated tumor24 and by the finding of transcripts representing distinct RET-PTC rearrangements within such foci.23 However, RET rearrangement may not always be an early, initiating event in sporadic papillary thyroid cancer.13,28 That RET rearrangements can occur late in the evolution of established tumor clones is supported by the finding that several different RET-PTC transcripts can be present within a single tumor focus.23,28 Thus, reported patterns of RET rearrangement have not been a definitive means of determining the origins of multifocal papillary thyroid cancer. Since inactivation of the X chromosome is independent of neoplastic selection and occurs before cell transformation, determination of X-chromosome inactivation can accurately determine whether tumor cells originate from a single precursor or multiple precursors.24,36-39 Our results with methods based on inactivation of the X chromosome in well-characterized, multifocal papillary thyroid carcinomas favor the independent clonal origins of the distinct foci in some (and possibly most) of these cases.

The finding that multifocal tumors in papillary thyroid cancer have independent origins has implications for pathogenesis. Since neoplastic transformation is usually a rare event, it is unlikely that many cells within the same gland would undergo transformation independently without some predisposing influence, such as an environmental insult, a mutation, or polymorphisms. Exposure to radiation is one well-known predisposing factor,40 but the frequent presence of multifocal papillary thyroid cancer in patients who have not been exposed to radiation suggests that there are other influences.

Our findings imply that any thyroid tissue remaining after surgery to treat papillary thyroid cancer in patients with multifocal disease may contain — or be likely to develop — additional foci of cancer that could become recurrences. Establishing that papillary-cancer foci may have independent origins provides theoretical support for the appropriateness of bilateral thyroidectomy and radioablation of remaining tissue.

Supported in part by a grant (T32 GM008607) from the National Institutes of Health Medical Scientist Training Program, the Murray–Heilig Fund in Molecular Medicine, and the Lorraine P. and Thomas R. Williams Endocrine Research Fund.

Source Information

From the Center for Molecular Medicine and Division of Endocrinology and Metabolism, University of Connecticut School of Medicine, Farmington (T.M.S., A.A.); the Department of Pathology, Johns Hopkins Medical Institutions, Baltimore (W.H.W.); and the Division of Endocrinology and Metabolism, Johns Hopkins University School of Medicine, Baltimore (P.W.L.).

Address reprint requests to Dr. Arnold at the Center for Molecular Medicine, University of Connecticut School of Medicine, 263 Farmington Ave., Farmington, CT 06030-3101, or at .

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