Join the 200th Anniversary Celebration

Case Records of the Massachusetts General Hospital

Richard C. Cabot, Founder, Nancy Lee Harris, M.D., Editor, Jo-Anne O. Shepard, M.D., Associate Editor, Eric S. Rosenberg, M.D., Associate Editor, Alice M. Cort, M.D., Associate Editor, Sally H. Ebeling, Assistant Editor, Christine C. Peters, Assistant Editor

Case 34-2010 — A 65-Year-Old Woman with an Incorrect Operation on the Left Hand

David C. Ring, M.D., Ph.D., James H. Herndon, M.D., M.B.A., and Gregg S. Meyer, M.D.

N Engl J Med 2010; 363:1950-1957November 11, 2010

Comments and Poll open through November 23, 2010

Article

Presentation of Case

A 65-year-old woman was admitted to the day-surgery unit at this hospital for release of a trigger finger of the left ring finger.

Approximately 3 months earlier, the patient was seen in the orthopedic clinic at this hospital because of pain and stiffness in the ring finger of the left hand. She reported that the finger intermittently “got stuck” in flexion. She had a history of coronary-artery and carotid-artery atherosclerosis, hypertension, diabetes mellitus, hyperlipidemia, and hypothyroidism. She had had a cholecystectomy in the past. Medications included nitroglycerin and nitrate preparations, metformin, levothyroxine, simvastatin, acetylsalicylic acid, and vitamins. She had no known allergies. She had been born in a Caribbean country and spoke only Spanish. She lived with her son. She did not smoke, drink alcohol, or use illicit drugs.

On examination, there was tenderness in the palm at the base of the left ring finger over the A1 pulley of the flexor tendon sheath and a slight flexion contracture of the proximal interphalangeal joint of the left ring finger. There was snapping of the left ring finger with flexion and extension. Motor and sensory function and tendon balance were normal, and there was no angular or rotational deformity. A diagnosis of idiopathic trigger finger (stenosing tenosynovitis) was made. The patient elected a trial of dexamethasone, which was injected locally. At follow-up 8 weeks later, she reported no improvement in the joint symptoms. The examination was unchanged. The risks, benefits, limitations, and alternatives of operative and nonoperative treatment were discussed. The patient decided to proceed with surgery.

Ten days later, the patient was admitted to the day-surgery unit, and carpal-tunnel-release surgery was performed without complications. Immediately after completing the procedure, the surgeon realized that he had performed the incorrect operation.

Discussion

Dr. Harry E. Rubash (Orthopedic Surgery): Dr. Ring asked that this case be presented at our departmental conference and published in the Case Records of the Massachusetts General Hospital, in hopes of stimulating discussions and encouraging the development and following of procedures that would minimize the risk for such events in the future.

The Surgeon's Account

Dr. David C. Ring: This 65-year-old woman with a trigger finger that did not respond to glucocorticoid injection elected operative treatment under local anesthesia. She was my last patient scheduled for surgery that day and was one of three patients who were having hand surgery under local anesthesia, following three other patients who were having larger procedures performed while they were under general or regional anesthesia. My mind-set at the start of the day was, “I have three big procedures that I have specifically planned and prepared for and a few 'carpal tunnels' to perform today.”

The first minor hand surgery was a carpal-tunnel release, with the patient under local anesthesia. The patient was quite nervous about the injection of the anesthetic agent. The surgery went well, but as we applied the dressing, she again became upset about the injection of the anesthetic, and I had to help console her.

Shortly thereafter and approximately 1 hour before the operation on the patient who is the subject of this conference, I was asked to translate during her preoperative preparation, since I speak Spanish and no interpreter was available. According to hospital protocol, the correct arm had been marked at the wrist by the nurse but the planned incision site on the hand was not marked. I went through my usual preprocedure routine with the patient, verifying the symptoms, the abnormal findings on physical examination, and the informed consent. I confirmed a persistent trigger finger of the left ring finger and reviewed the risks and benefits of the procedure with the patient.

Next I went to another operating room and performed a carpal-tunnel release on the second patient, without incident. Stress on the day-surgery unit was high because several other surgeons were behind schedule. The decision was made to move my last patient to another operating room. In addition to the change in venue, this resulted in a change in personnel; in particular, the nurse who had performed the preoperative assessment would not be in the room with us during the procedure.

The change of rooms also introduced a delay, during which I went to an inpatient floor for a consultation. When I returned to the outpatient-surgery area, I was told that the patient who had been upset about the injection of the anesthetic for her carpal-tunnel release had become very agitated in the recovery area. Although I was able to help put her at ease, the encounter was very emotional, producing in me both the cognitive and physiological aspects of anxiety, as well as a resolve to do everything possible to prevent such an unpleasant experience for future patients. Her emotions were very intense, and my sympathy for her was such that I recall privately counseling myself that the next operation would be “the best carpal tunnel release that I have ever performed.”

When I entered the room, the patient was already there and preparations were under way. I noticed that we did not have a tourniquet. The circulating nurse had to leave the room to get one, which distracted her from the patient and made her fall behind on her documentation. The patient's arm was washed with soap, alcohol, and povidone–iodine according to hospital protocol. The alcohol caused the site marking to be wiped off the limb. I spoke with the patient in Spanish, which the circulating nurse mistook as a time-out, and as a consequence, no formal time-out took place before the procedure was begun. In addition, there was a change in the nursing team in the middle of the procedure.

I performed a carpal-tunnel release on this patient, rather than a trigger-finger release. About 15 minutes later, while I was in my office dictating the report of the operation, I realized that I had performed the wrong procedure. I immediately informed the staff and then went straight to the patient and personally informed her of the error. I apologized and explained that I could perform the correct procedure if she wanted me to do so. She agreed, and I reassembled the staff. During the preparations for the correct procedure, I filed a safety report and notified the hospital's risk manager of the error and the rectification. I then performed a trigger-finger release, without complication. The patient was discharged home that day after a brief recovery.

I spoke with the patient's son by phone several times after the operation to apologize, waive fees, and arrange follow-up care. Several days after the incident, he informed me that his mother had lost faith in me and would not return. I received a call from a community clinic associated with our hospital where the patient went to have sutures removed, and I instructed them in the postoperative management. All charges were waived, according to Massachusetts General Hospital policy. A financial settlement was negotiated shortly after the event.

Wrong-Site Surgery and Wrong Procedures

Dr. James H. Herndon: This case is an example of wrong-site surgery or a wrong procedure. Data pertaining to wrong-site surgery were first documented in the United Kingdom in 1988 by the Medical Defense Union and in Canada in 1993 by the Canadian Medical Protective Association.1

“Sign Your Site”

A committee of the Canadian Orthopaedic Association issued a report in 1994 that recommended a program entitled Operate through Your Initials,2 whereby surgeons were advised to write their initials over the planned incision site with a permanent marker before the patient entered the operating room. The rates of wrong-site surgery in Canada have been declining ever since.3

Wrong-site surgery occurs in all surgical specialties but is most common among orthopedic surgeons and neurosurgeons,4 with 68% of claims in the United States related to orthopedic surgery. 5 In order to avoid the problem, a task force of the American Academy of Orthopaedic Surgeons (AAOS) developed the Sign Your Site initiative in 1998, advising surgeons to mark the surgical site with their initials.5 In a 2003 survey of hand surgeons, 21% of the surgeons reported having operated on the wrong site at least once in their career, and 2% more than once; 45% reported having changed their practices as a result of the Sign Your Site campaign.6

The AAOS expected that the incidence of wrong-site surgery would decrease with the Sign Your Site program, as it had in Canada, but instead, the number of cases documented by the Joint Commission (TJC) has been increasing (Figure 1Figure 1Wrong-Site Surgeries Documented by the Joint Commission from 1995 through 2008.) (www.jointcommission.org/SentinelEvents/Statistics). There are no national estimates on the true incidence of wrong-site surgery, but it is probably not decreasing. A recent survey of AAOS members revealed that 5.6% of reported medical errors were wrong-site procedures or wrong procedures7: of these, approximately 59% involved the wrong side, 23% another wrong site (e.g., the wrong finger on the correct hand), 14% the wrong procedure, and 5% the wrong patient. The most common sites were the knee, the finger or hand, and the foot or ankle. Commonly reported factors that can result in a wrong-site surgery include the absence of a surgeon's mark or a marking near the site but not on the site.4 Since more than one third of the patients in one survey were not helpful when asked to identify the surgical site, it is crucial that there be a systematic and consistent approach to identifying the correct patient, correct operation, and correct site before each operation is started.8

The Universal Protocol

Because of the continued reports of wrong-site surgeries, TJC, along with the AAOS, the American College of Surgeons, and other professional organizations, held a summit on wrong-site surgery in 2003, and another in 2007. The resulting guidelines recommended a universal protocol involving preoperative verification of the patient and the procedure, marking of the surgical site, and a time-out before the start of the operation (Table 1Table 1Universal Protocol.). Although there has been concern about infection from the ink used to mark the site, one study showed that preoperative signing of the surgical site did not compromise sterility.9 The guidelines recommend that the time-out include the surgeon, anesthesiologist, nurse, and patient and that just before induction of anesthesia, all participants agree on the patient's identification, the operation type, and the correct surgical site (Table 1).

A Medicare “Never Event”

Wrong-site surgery is included in the list of adverse events, also known as never events (i.e., hospital-acquired conditions), originally described by the National Quality Forum and later adopted by Medicare. Some adverse events are included in the National Quality Forum's list of never events (events that should never happen) and others are included in Medicare's list of never events (adverse events that are not reimbursable by Medicare). A third list of never events (events that should not happen and that are potentially nonreimbursable) overlaps the National Quality Forum list and the Medicare list (www.pssjournal.com/content/3/1/26). Wrong-site surgery is on this third list. In the future, hospitals and physicians may not be reimbursed for a never event such as wrong-site surgery.

Investigation of Wrong-Site Surgery by the Center for Quality and Safety

Dr. Gregg S. Meyer: Dr. Ring has described an event that was devastating for both a patient and a physician: a wrong-site surgery or a wrong procedure. Although wrong-site surgery and other patient-safety challenges have most recently been interpreted in the context of the 1999 Institute of Medicine's report To Err Is Human, 10 this problem is far from new. There is evidence, based on trephinations at multiple sites of the skull, that surgeons in the Stone Age sometimes operated on the wrong site.11 Ironically, wrong-site craniotomies still occur, many centuries later.12

Increased Awareness and Reporting of Wrong-Site Surgeries

The increased number of reports to TJC in recent years about wrong-site surgeries is most likely a reflection of increased awareness and more consistent reporting of these events, marking a positive cultural change in attitudes toward patient safety and part of an important transformation of health care organizations into true learning organizations.13 As disclosure and transparency become standard practice, the proportion of dramatic cases (e.g., the removal of the wrong limb at surgery) will probably decrease, and the number of more subtle cases (e.g., the placement of a central catheter in an artery instead of a vein) and cases from outside the operating room (e.g., bedside insertion of a chest tube on the wrong side) will probably increase. This inverse relationship between the number of events reported and the severity of the events is a well-described tenet of the science of safety.14

Causes of Human Error

How could this have happened to Dr. Ring and his patient? The question is more complex than it initially appears. Breakdowns can occur in skill-based behavior, rule-based behavior, and knowledge-based behavior.15 In many cases, such as the wrong procedure described here, all three occur. A failure of skill-based behavior is an error in performing a routine task, usually a result of distraction. An example is texting while operating a motor vehicle, which leads to a failure to recognize hazards. Failures of rule-based behaviors are typically driven by familiarity with the task at hand, leading to stretching the rules. For example, a stop sign is a clear signal to stop a motor vehicle completely and look in both directions before proceeding. Stretching those rules, such as through a rolling stop, is a classic deviation from rule-based behavior. Knowledge-based behaviors involve conscious problem solving to deal with new situations, such as deciding how to proceed through an intersection when the traffic light is broken.

In this case, distractions that interfered with the surgeon's performance of routine tasks included personnel changes, an inpatient consult, and a previous patient's needs. There was deviation from rule-based behavior in the failure to follow the universal protocol for a full time-out. There was also a problem involving knowledge-based behavior: the ability of the surgeon to speak the patient's language (and the inability of the other team members to do so) allowed for a nonstandard solution (surgeon acting as interpreter) that effectively shut out other team members from full participation in the informed-consent process. Since the replacement staff members were unable to verify communication between the physician and their patient, a misunderstanding resulted, in which the nurse thought that a conversation between the patient and the surgeon represented a time-out.

The “Swiss Cheese” Model of Harm

The case presented here illustrates that hazards will always exist in medicine. In his “Swiss cheese” model, James Reason notes that hazards will result in harm when each of our defensive barriers is incomplete and contains random holes like the holes in slices of Swiss cheese; occasionally, these holes line up, allowing those hazards to create harm.16 In this case, the holes included a busy operating room with delays and changes in the room and personnel before the procedure, a language barrier, a break from the preprocedural routine, a change in key personnel during the procedure, and — as we learned during our later investigation — inattention by the nurses that was fostered by placement of clinical computer monitors in a way that diverted the nurses' gaze away from the patient.

Active versus Latent Errors

This case illustrates the importance of considering both active and latent errors. Active errors are those that are committed by front-line caregivers. Latent errors are those that are delayed consequences of technological and organizational decisions.17 In this case, the active errors included the failure to complete a full universal protocol and the marking of the side but not the actual operative site.18 The latent errors, however, were just as important. These included the problems in the scheduling and deployment of personnel that delayed and then interrupted the procedure and distracted the surgeon, the use of the surgeon as an interpreter instead of the use of a professional interpreter during the procedure, the poor placement of computer monitors and the consequent diversion of the operating room nurses from the task at hand, and most important, a culture that allowed nurses who were not directly involved in the procedure to perform tasks such as marking the surgical site. Consideration of all these factors is essential in the effort to reduce risk in the future. Focusing exclusively on the active errors and not addressing the latent factors will preclude the prevention of harm.

The assessment of safety requires a disciplined approach, as illustrated by this case. It begins with an analysis of contributing factors, which requires careful attention to three critical questions. What happened? Why did it happen? What can we do to prevent it from happening again?19 It is important to note that the question “Who was involved?” is not pertinent to future risk unless it is evidence of reckless behavior by the operator, which is rare and would require disciplinary action.20 In most cases, the appropriate response to the persons (in this case, Dr. Ring and the others in the operating room) who are associated with an event involving the safety of patients is to coach, not discipline. Such an approach may lead to a more forthcoming culture, in which persons are likely to report events that compromise patient safety, and thus provide an opportunity for learning and improvement within an organization.21

Disclosure of Errors

One important aspect of this case was the prompt disclosure of the event to the patient and her family. Although the disclosure of deficient practice has been a part of the American Medical Association's code of medical ethics for more than 50 years,22 it had been interpreted as the need to report such events to hospital and professional organizations. More recent experience has shown the value of direct disclosure to patients and their families in terms of salvaging trust, decreasing the likelihood of litigation, and facilitating the healing of both the patient and the provider.23,24 Disclosure and, when appropriate (as in this case), apology and the waiving of fees are now accepted, and patients have come to expect them. Properly disclosing an error requires training and experience. In each department at our hospital, certain physicians who are chairpersons responsible for quality of care are trained to coach colleagues through disclosure; we have also created an intranet site with supporting documentation, including a disclosure checklist.

In this case, it is remarkable that despite the wrong procedure, the patient had sufficient trust in Dr. Ring to allow him to perform the planned procedure. The disclosure and apology facilitated both the maintenance of a trusting relationship and counteraction of harm, both physical and psychological, and allowed the intended procedure to take place with minimal delay. In more complex scenarios (e.g., amputation of the wrong limb), disclosure and apology can help initiate psychological healing for the patient. In this case, despite Dr. Ring's apology and follow-up, the patient ultimately transferred her care elsewhere.

Caring for the Caregivers

In the aftermath of an event that seriously compromises safety, it is important not only to counteract the harm to the patient but also to care for the caregivers. Shortly after this event, Dr. Ring met with the quality-of-care representatives for the operating rooms, anesthesiology, and orthopedic surgery. In addition, senior leadership, including the senior vice president of quality and safety and designated representatives of the chief medical officer and the chief nursing officer were present. This allowed us to provide institutional support for the surgeon at a time when he, too, was hurting. Such interventions have been shown to be an important component of the disclosure program.25

Summary

In 1852, the Massachusetts General Hospital was featured in a New York Times article detailing a series of events that led to the death of a young patient. Under the care of the surgeon, Dr. John Collins Warren, the patient had received chloroform instead of the usual chloric ether anesthesia.26 The event that we describe here, more than 150 years later, is a sad reminder that despite expert and well-intentioned providers, our patients continue to face risks caused by human fallibility and systems that do not fully support our efforts to provide safe care. By publishing this case, we hope to encourage health care practitioners to discuss such events, investigate them fully, disclose them quickly and clearly to patients and their families, care for the providers involved, and use these learning opportunities to reduce the risk for future patients.

Dr. Rubash: What has changed in operating rooms today as a result of this event?

Dr. Peter Dunn (Anesthesia, Critical Care, and Pain Medicine): We worked with Dr. Meyer and his team at the Center for Quality and Safety to implement TJC's updated universal protocol for 2009 (available at www.jointcommission.org/patientsafety/universalprotocol) (Table 1). The universal protocol stipulates that the patient, when possible, should participate in the verification process by reviewing the consent form, identifying himself or herself as the patient, and identifying the procedure. After that, the surgeon marks the surgical site, with input from the patient if possible; site marking is no longer the nurses' responsibility. The use of alcohol-based preparations that may erase the marking ink has been discontinued. The time-out is to occur once the patient is in the final position, prepped and draped, just before the incision is made. During the time-out, the patient's identity, the site, and the procedure are again verified. The surgical scrub nurses are instructed not to hand the knife to the surgeon until the time-out is finished. There was an intensive educational program at this hospital for surgeons and nurses when these policies were rolled out.

Dr. Meyer: To ensure that this education has an ongoing effect, we initiated a process whereby an auditor from the Center for Quality and Safety directly observes the performance of the universal protocol in all inpatient and outpatient procedural areas, which continues to this day. It is also crucial that if anyone in the room has a concern about any aspect of the verification at any time during the process, the steps should be repeated. Everyone on the team should feel empowered to say, “Wait, are we sure that what we are doing is correct?” I learned an important rule in the U.S. Air Force: “Never worry alone.” If you think something doesn't look right, whether you are a scrub nurse, a technician, a medical assistant, a surgeon, or an internist, never worry alone. Stop and discuss it, because those stops result in close calls instead of real events.

Dr. Herndon: Surgeons need to take ownership of these policies. When the airline industry evaluates a crash, the pilot is not considered responsible except in two circumstances: the pilot was under the influence of drugs or alcohol, or the pilot did not follow protocol. All hospitals need to have a culture in which surgeons feel responsible for making sure the protocol is followed.

Dr. Joseph S. Barr, Jr. (Orthopaedic Surgery): Most of what I currently do is review medical legal cases. Mistakes must be documented in the medical record, and the medical record can never be altered. If you have written something in the record that you now believe is inaccurate, you do not cross it out or remove it. Also, your relationship with the patient and the family is critical. Your initial informed-consent process and description of the possible hazards are important in case complications develop. If a problem does arise, talk to the patient and the family and decide the best course of action for the patient. Finally, it is helpful to talk to the patient-safety officer, if your institution has one.

Dr. Rubash: I want to thank Dr. Ring for presenting this case, which teaches us some important lessons. One is that the entire team has responsibility for getting this right. Another is that preoperative verification needs to be done according to TJC protocols, and surgeons need to take the lead on this.

Dr. Ring: I hope that none of you ever have to go through what my patient and I went through. I no longer see these protocols as a burden. That is the lesson.

Final Diagnosis

Wrong-site surgery and wrong procedure (carpal-tunnel release instead of trigger-finger release).

Comment on this article at NEJM.org

This case was presented at the Orthopedics Morbidity and Mortality Conference, January 8, 2009.

Dr. Ring reports receiving consulting fees from Wright Medical, Biomet, Skeletal Dynamics, Acumed, and Tornier; payment for expert testimony from motor vehicle insurance companies, corporations, and legal firms regarding personal injury and malpractice lawsuits; grant support from Joint Active Systems, Stryker, and Biomet; lecture fees from AO North America and AO International; and royalties from Hand Innovations, Wright Medical, Skeletal Dynamics, and Biomet; and owning stock in Illuminos and Mimedex. Dr. Herndon reports receiving payment for serving on the board of trustees of the Journal of Bone and Joint Surgery. Dr. Meyer reports receiving consulting fees from Boston Consulting Group, honoraria from the Agency for Healthcare Research and Quality, and grant support to his institution from CRICO Risk Management Foundation.

Disclosure forms provided by the authors are available with the full text of this article at NEJM.org.

No other potential conflict of interest relevant to this article was reported.

We thank Drs. Harry E. Rubash and Joseph S. Barr, Jr., of the Department of Orthopedics, for helpful discussions. For information regarding the Massachusetts General Hospital intranet site on disclosure of errors, readers may contact Dr. Meyer ().

Source Information

From the Departments of Orthopedics (D.C.R., J.H.H.) and Medicine (G.S.M.) and the Massachusetts General Physicians Organization (G.S.M.), Massachusetts General Hospital; and the Departments of Orthopaedic Surgery (D.C.R., J.H.H.) and Medicine (G.S.M.), Harvard Medical School — both in Boston.

References

References

  1. 1

    Wong D, Herndon J, Canale T. An AOA critical issue: medical errors in orthopaedics: practical pointers for prevention. J Bone Joint Surg Am 2002;84:2097-2100
    Web of Science | Medline

  2. 2

    Wong DA, Lewis B, Herndon J, Martin C Jr, Brooks R. Patient safety in North America: beyond “operate through your initials” and “sign your site.” J Bone Joint Surg Am 2009;91:1534-1541
    CrossRef | Web of Science | Medline

  3. 3

    Furey A, Stone C, Martin R. Preoperative signing of the incision site in orthopaedic surgery in Canada. J Bone Joint Surg Am 2002;84:1066-1068
    CrossRef | Web of Science | Medline

  4. 4

    Kwaan MR, Studdert DM, Zinner MJ, Gawande AA. Incidence, patterns, and prevention of wrong-site surgery. Arch Surg 2006;141:353-357
    CrossRef | Web of Science | Medline

  5. 5

    Cowell HR. Wrong-site surgery. J Bone Joint Surg Am 1998;80:463-463
    CrossRef | Web of Science | Medline

  6. 6

    Meinberg EG, Stern PJ. Incidence of wrong-site surgery among hand surgeons. J Bone Joint Surg Am 2003;85:193-197
    Web of Science | Medline

  7. 7

    Wong DA, Herndon JH, Canale ST, et al. Medical errors in orthopaedics: results of an AAOS member survey. J Bone Joint Surg Am 2009;91:547-557
    CrossRef | Web of Science | Medline

  8. 8

    DiGiovanni CW, Kang L, Manuel J. Patient compliance in avoiding wrong-site surgery. J Bone Joint Surg Am 2003;85:815-819
    Web of Science | Medline

  9. 9

    Cronen G, Ringus V, Sigle G, Ryu J. Sterility of surgical site marking. J Bone Joint Surg Am 2005;87:2193-2195
    CrossRef | Web of Science | Medline

  10. 10

    Kohn LT, Corrigan JM, Donaldson MS, eds. To err is human: building a safer health system. Washington, DC: National Academy Press, 2000.

  11. 11

    Alt KW, Jeunesse C, Buitrago-Tellez CH, Wachter R, Boes E, Pichler SL. Evidence for stone age cranial surgery. Nature 1997;387:360-360
    CrossRef | Web of Science | Medline

  12. 12

    Freyer FJ. R.I. Hospital cited again for wrong-side surgery. Providence Journal. November 26, 2007.

  13. 13

    Edmondson AC. Learning from failure in health care: frequent opportunities, pervasive barriers. Qual Saf Health Care 2004;13:Suppl 2:ii3-ii9
    CrossRef | Web of Science | Medline

  14. 14

    Zapt D, Reason JT. Introduction to error handling. Appl Psychol 1994;43:427-432
    CrossRef | Web of Science

  15. 15

    Rasmussen J. The role of error in organizing behaviour. Ergonomics 1990;33:1185-1199
    CrossRef | Web of Science

  16. 16

    Reason J. Human error: models and management. BMJ 2000;320:768-770
    CrossRef | Web of Science | Medline

  17. 17

    Reason JT. Human error. New York: Cambridge University Press, 1990.

  18. 18

    The Universal Protocol for preventing wrong site, wrong procedure, and wrong person surgery. Oakbrook Terrace, IL: The Joint Commission. (http://www.jointcommission.org/patientsafety/universalprotocol.)

  19. 19

    Neily J, Ogrinc G, Mills P, et al. Using aggregate root cause analysis to improve patient safety. Jt Comm J Qual Saf 2003;29:434-491
    Medline

  20. 20

    Marx D. Patient safety and the “just culture”: a primer for health care executives. New York: Columbia University, 2001.

  21. 21

    Frankel AS, Leonard MW, Denham CR. Fair and just culture, team behavior, and leadership engagement: the tools to achieve high reliability. Health Serv Res 2006;41:1690-1709
    CrossRef | Web of Science | Medline

  22. 22

    Principles of medical ethics. Chicago: American Medical Association, 1957.

  23. 23

    Wu AW. Handling hospital errors: is disclosure the best defense? Ann Intern Med 1999;131:970-972
    Web of Science | Medline

  24. 24

    Kachalia A, Kaufman SR, Boothman R, et al. Liability claims and costs before and after implementation of a medical error disclosure program. Ann Intern Med 2010;153:213-221
    Web of Science | Medline

  25. 25

    When things go wrong: responding to adverse events. Burlington: Massachusetts Coalition for the Prevention of Medical Errors, 2006.

  26. 26

    Fatal mistake at the Massachusetts General Hospital. New York Times. November 23, 1852.

Citing Articles (7)

Citing Articles

  1. 1

    Tyson K. Cobb. (2012) Wrong site surgery—where are we and what is the next step?. HAND
    CrossRef

  2. 2

    A. Marcuzzi, M. Lando, S. Sartini, A. Petit. (2012) Scaphoïdectomie par erreur (à la place d’une trapézectomie) dans le traitement d’une rhizarthrose. À propos d’un cas. Chirurgie de la Main
    CrossRef

  3. 3

    (2011) AORN Position Statements. AORN 93:5, 545-549
    CrossRef

  4. 4

    (2011) Case 34-2010: A Woman with an Incorrect Operation. New England Journal of Medicine 364:9, 883-883
    Full Text

  5. 5

    Young-Mee Lee. (2011) How to Teach Open Disclosure and Saying "Sorry". Korean Journal of Medical Education 23:2, 137
    CrossRef

  6. 6

    Philip S Mehler, Christopher B Colwell, Philip F Stahel. (2011) A structured approach to improving patient safety: Lessons from a public safety-net system. Patient Safety in Surgery 5:1, 32
    CrossRef

  7. 7

    Hangama C Fayaz, Jesse B Jupiter, Hans Pape, R Malcolm Smith, Peter V Giannoudis, Christopher G Moran, Christian Krettek, Karl J Prommersberger, Michael J Raschke, Javad Parvizi. (2011) Challenges and barriers to improving care of the musculoskeletal patient of the future - a debate article and global perspective. Patient Safety in Surgery 5:1, 23
    CrossRef

Comments (19)
How would you have handled a mistake such as the one discussed in this case? What systems do you see at your institution for preventing errors in clinical care?

19 Reader's Comments

Page

Data by Profession and Location
Susanne Meninger | Other | Disclosure: None
Revere MA
November 17, 2010

Thank you, Gets Us Thinking

Dr Ring's disclosure and self analysis should get us all thinking. Checklists and cognitive aids are great for routine situations, but they may fail when staff are faced with situations for which these were not designed. For example, Dr Ring was forced into playing dual roles: surgeon and interpreter. A checklist is designed to get a team in a state of a shared mental model...but what happens when the team members abruptly change?
Just as important as studying a situation like Dr Ring's is to study all the times he averted catastrophy. This helps identify the resilience of the professionals and the organizations they work in. Mistakes will happen, and we must set up systems where we prevent what we can but that are resilient when the inevitable happens. Maybe there is more than one time that surgery sites should be confirmed -- at the first cut and then before each irreversible step? Real time feedback keeps the team in a state of situational awareness.

john karr | Other | Disclosure: None
November 16, 2010

Human error is reducable, but not unaviodable

I wish to join those commending Dr. Ring for his forthright and courageous discussion of this incident. Many have offered suggestions for improvements. In doing so, it must be understood that the lack of human error is also known as perfection. Perfection is a most laudable goal, but given the fact that humans are trying to obtain it, it is also ellusive.
There is a science-based process called human engineering that is dedicated to reducing the risk of human error through design. The protocols that Dr. Ring refers to as no longer "burdonsome" are part of this scientific design to reduce the incidence of human error. Cognitive pyschology is defining the limits that individuals have in focusing and paying attention to critical details. Multi-tasking is a myth. Instead, these new scientific studies are showing how our brains work, and by doing so, how protocols can be designed to reduce failure and error. Please remember that when a scientific protocol is adapted or required. The trade-off is the burden of a few minutes versus the burdon of committing an error that could have been prevented.

AVRUM GRATCH, MD | Physician | Disclosure: None
BERKELEY CA
November 15, 2010

Avoiding mistakes

The questions posed are: How would you have handled a mistake such as the one discussed in this case? What systems do you see at your institution for preventing errors in clinical care? The following responses are offered: If trips to the operating room can be reduced, some mistakes can be avoided. The routine use of the safe and simple technique of in-office percutaneous trigger finger release at the time this patient was initially seen as an outpatient would have avoided the mistake described in the Case Record and its consequences.
Two aspects of a surgeon’s practice style are not likely to be affected by institutional systems. It is sometimes the case that a surgeon is barely acquainted with an elective surgical patient when the patient is seen in the operating room (e.g., when the patient has been seen once and scheduled for surgery or when the preoperative history and physical examination has been deferred to another physician). A surgeon who knows the patient better, having seen the patient more than once and having personally done the preoperative work-up is less likely to make the kind of mistake or error described here. Also outside the reach of institutions’ systems are the consequences of surgery (not identified as “mistakes” or “errors”) performed for less than clear indications

SURESH EAPEN, MD | Physician | Disclosure: None
COCKERMOUTH United Kingdom
November 14, 2010

Timing of ''Time out'' is very important

One of the contributory factors to a wrong site surgery is a wrong-site nerve block.If the ''Time Out'' is done after the block the patient may have a correct site surgery but a wrong-site nerve block.This can be avoided if the ''Time Out'' is done before the block especially as the block may be done away from the operative site and before the patient has a general anaesthetic.
From personal experience I can say an awake patient does not necessarily mean a wrong site nerve block can be avoided.

Gabor KISS | Physician | Disclosure: None
France
November 13, 2010

A professional example of high standards

Please let me express my respect and my admiration to Dr. Ring who had the courage to disclose his case of medical error to a wide public in order to let us learn from the mistakes that happened to his patient. In the light of today's mentality of our profession of "always being perfect and never showing weakness", Dr. Ring for me represents honesty, openess, professionalism and courage.

HARINDER BEDI, MD | Physician | Disclosure: None
India
November 12, 2010

It Takes Courage

It takes real courage to do what this brave surgeon has done. It also underlines the importance of a checklist and of communication. In cardio-vascular surgery where, due to the high-tech machines and about a 1000 steps in some procedures, we make sure that all commands (eg, to the perfusionist) are repeated back to us in a clear voice. I was witness to a communication failure involving a very competent surgeon who used to play rock music in the OR. It was possibly the music (?!noise) that made the team miss a vital step with a tragic consequence. Against my musical nature therefore I have banned all music from inside the OR.
Kudos once again to the lion hearted surgeon Dr David Ring.

Marja Boermeester, MD/PHD | Physician - Surgery, Specialized | Disclosure: None
Amsterdam Netherlands
November 12, 2010

All time-out checks before anesthesia

I applaud the frankness with which this important lesson in medical error is displayed for the readers. Indeed, the question is not 'who was involved' but what circumstances led to this error, which could have happened to any of us surgeons. Wrong-side or wrong-site surgery seems straightforward with respect to prevention, just check and double-check. Nevertheless, it is the system of checking that can work as an efficient way to capture errors before they actually happen. It seems trivial, but this is the essence: not the checked items as such but the system of checks must be embedded in the workflow of all involved health care personnel. That means checking the right item at the right time by the right person or persons.
It seems odd to check vital information for a surgical procedure in a patient who has already received anesthetics, whether local or general. If it is only a matter of checking the side or site of operation, it may seem appropriate to wait to moment of incision, but many items need to be checked before anesthesia. The vast majority of intercepted incidents may mean cancellation or postponement of surgery as deviation from the optimal care introduces a compromise of patient safety and the intended outcomes.
In line with our SURPASS system, I would like to stress the importance of early preoperative checks, the day before surgery (by nursing, medical and operating room staff) and during a time-out before anesthesia. This improves optimal care and communication among the team members. If you consistently communicate about important pre-, intra- and postoperative safety items, a broad spectrum of complications are reduced, and the health care process as a whole is brought to a higher level.

Editor's Comment

Dr. Boermeester is the author of “Effect of a Comprehensive Surgical Safety System on Patient Outcomes”, a Special Article in the 11/11/10 issue of the NEJM.

LEONARD GLANTZ | Other | Disclosure: None
BOSTON MA
November 12, 2010

Fine example of ethical behavor

I agree with the earlier comments about the courage of Dr. Ring to be willing to publicly discuss a serious surgical error. What caught my attention was that as soon as Dr. Ring discovered the problem, he immediately returned to the patient, disclosed the error and offered to fix the problem as best as possible. But what he did NOT do is as impressive as what he did. He did not call the risk manager, the hospital lawyer or an administrator to ask what to do, or to get permission to do what he thought was right. Dr. Ring did the right thing for the right reason - a perfect example of ethical conduct.

ROBERTO SEIDNER, MD | Physician | Disclosure: None
CORPUS CHRISTI TX
November 12, 2010

Checklist

During my training in General Surgery in the early 70's, day surgery was not practiced on a regular basis; checklist were used by the Attendings in a very compulsory manner, and this knowledge was transmitted to the Residents. During five years of residency, we only had one case, the wrong side in a herniorraphy, by a resident called to do the surgery without knowing the patient. In those days tolerance and counselling were non existent. The resident was dismissed from the program. This is a major issue to deal with -- meaning the tolerance of the surgeon when a mistake of this order is made. In the present environment, in the practice of surgery the corresponding liability will never go away. I wish they had disclosed the settlement in this particular caseWas the surgeon reported to the Board in Mass, and to the National Registry?? And what was the action of the medical staff committee?

neela alen, MD | Physician - Surgery, Specialized | Disclosure: None
Siliguri,WB,India India
November 12, 2010

Morale Booster

I am a plastic surgeon. I know that the tensions of a tough day can result in these errors if not guarded by strict protocol. But in places where satisfactory personnel and resources are at a premium, checklists do not seem possible or practical.So the entire onus rests on the surgeon.
I am heartened to see the way the surgeon was handled after the incident. The patient suffers, but a good surgeon grieves and many a times is ruthlessly handled by both patient and the hospital. This shows a restoring of his self-confidence and his peers backing him, which is a very encouraging trend.

SURAJ SONDHI, MD | Physician | Disclosure: None
MEERUT India
November 12, 2010

Physical Danger from Telling about an Error

It indeed requires a lot of guts to admit one's own mistake. We in northern India have to look after another dimension. We have to worry about our own safety (with many violent protests against doctor and hospitals occurring regularly). Disappointed by the judicial system patients attendants take the law into their hands and want to punish the doctor for instant justice. This attitude makes self reporting of medical errors to the patients highly dangerous and unlikely, howsoever we may want to do it.

JEFFREY GIBSON, MD | Physician | Disclosure: None
GERMANTOWN TN
November 11, 2010

Lemonade from a lemon

You must have a lot of courage (we would call it a large "set" in Texas) to publish this article. Thanks for you transparency and honesty. I am a surgeon, and it is difficult for us to admit mistakes. A very solid example for others to follow... I am never upset with the "delay" to do the time out.

JEANNY ARAGON-CHING, MD | Physician | Disclosure: None
ROCKVILLE MD
November 11, 2010

Necessary disclosure

Your article is greatly appreciated. Medical errors unfortunately occur in all fields and not just in surgery. While we take great pains as individuals and as well-meaning physicians to prevent these errors, they may still inadvertently occur when least expected. It certainly takes a lot of courage and character to appropriately disclose as one must, during these situations. Thank you for sharing.

BEVERLY ROGERS, MD | Physician | Disclosure: None
MAYO MD
November 11, 2010

Bravo

Bravo to the author for this courageous publication. Note that the timeout was never performed - it is not that it did not work. As Peter Pronovost once quoted a famous quality expert (whose name escapes me at the moment): "the secret to quality is love" - that is, one has to believe in what they are doing, not that it is a useless burden. Thanks to Dr.Ring for demonstrating that for us with his selfless action.

humberto benitez | Physician | Disclosure: None
Mexico
November 11, 2010

Congratulations

I`m a general surgeon, with some activities about legal aspects in México Citiy. This case is very representative for medical mistakes, and it takes a lot of courage and it is brave to publish it. I believe medical error is not 100% preventible, but the efforts to do that are very important for judges and lawyers. Thanks for sharing this story, I hope everyone learns from it.

GREG ALLEN, MD | Physician | Disclosure: None
OLYMPIA WA
November 11, 2010

International differences?

Why did the sign-your-site efforts of the Canadian Orthopaedic Associatiion work, while the American ones seem to have not? What evidence is there that increased awareness and reporting are the reasons? Didn't awareness increase in Canada too? The discussion here contains only conjecture. Maybe the processes are different.

JOHN BIRKMEYER, MD | Physician | Disclosure: None
ANN ARBOR MI
November 11, 2010

Will checklists help?

Although correct site surgery protocols have been implemented widely across the United States, it is not clear that "sign your site" requirements and similar interventions have reduced the incidence of wrong site operations. Good data are not available, but such events continue to occur with surprising regularity at hospitals with otherwise outstanding safety records. Even the most rigorous protocols can be foiled when hectic schedules, shift changes, language barriers, and surgeon distraction conspire--as happened here.
Wrong site surgery may never disappear entirely, but I believe that the implementation of more comprehensive surgical checklist systems will help. They provide one final verification of the correct patient, site, and operation--just before the scrub tech hands the surgeons something sharp. More importantly, checklists seem to be most beneficial in enhancing teamwork, communication, and safety culture in the operating room, arguably the most important weapons in combatting this devastating problem.

Editor's Comment

An editorial by Dr. Birkmeyer, "Strategies for Improving Surgical Quality — Checklists and Beyond", appears in the 11/11/10 issue of the NEJM.

Ramakrishna Pinjala | Physician | Disclosure: None
India
November 11, 2010

We appreciate this telling and teaching

We are always concerned about this type of complication in vascular surgical practice. Some times both legs are symptomatic and they look alike. We always mark the leg that needs operation in the preoperative period, preferably by the surgeon who is going operate on the patient. Vascular surgical procedures and varicose vein operations on the legs need special attention to avoid such complications. Before surgery, we confirm from the clinical notes, some time also ascertain the same confirmation from the awake patients in a polite manner.
We appreciated the message and also realized the measures to be taken if such a complication arises.

RICHARD MANN, MD | Physician | Disclosure: None
SALISBURY United Kingdom
November 11, 2010

Courageous and helpful

It is rare to find articles about medical error in the journals in my experience. It takes courage and candour from the authors and I believe it can is hugely helpful to read such full and frank accounts and analysis of these desperately upsetting incidents.

Page

Letters
POLL
Does the use of checklists improve patient safety?
Yes
89%
No
4%
Uncertain
5%
Is there regular use of clinical checklists at your institution?
Yes
63%
No
19%
Uncertain
17%
Poll closed November 24, 2010 (462 total Responses)