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Original Article

Brief Report

Deficiency of Pulmonary Surfactant Protein B in Congenital Alveolar Proteinosis

Lawrence M. Nogee, Daphne E. deMello, Louis P. Dehner, and Harvey R. Colten

N Engl J Med 1993; 328:406-410February 11, 1993

Article

Congenital pulmonary alveolar proteinosis is an uncommon cause of respiratory failure in full-term newborns1-4. Although its histopathological appearance is similar to that of the alveolar proteinosis observed in older children and adults,5 the congenital form of the illness follows a different clinical course. All reported infants with congenital alveolar proteinosis have died within the first year of life despite maximal medical therapy. The incidence and cause of congenital alveolar proteinosis are unknown. Familial cases have been reported, and it has been speculated that the cause is an inborn error of surfactant metabolism4.

In this report we describe two siblings with the typical course and histopathologic features of congenital alveolar proteinosis. Analysis of their lung tissue by immunologic and molecular biologic methods revealed an absence of one of the surfactant specific proteins, surfactant protein B (SP-B), and its messenger RNA (mRNA). SP-B is important for the proper biophysical function of surfactant, suggesting that the cause of respiratory failure in these infants with congenital alveolar proteinosis was an inherited deficiency of SP-B caused by a pretranslational mechanism (implied by the absence of mRNA).

Case Report

The case patient was a 3600-g boy, the product of a nonconsanguineous marriage, who was delivered by cesarean section at 40 weeks of gestation because of breech presentation, maternal fever, and maternal hypertension. Shortly after birth, respiratory distress developed, and he required intubation and mechanical ventilation with 100 percent oxygen. Chest radiographs demonstrated diffuse granularity and air bronchograms. At 60 hours of life, extracorporeal membrane oxygenation was instituted because of refractory hypoxemia; it was maintained for 14 days without notable improvement in pulmonary function. The patient continued to require mechanical ventilation with 70 to 100 percent oxygen. He was treated with parenteral antibiotics; all bacterial and viral cultures were negative. He received corticosteroids (initially dexamethasone and subsequently methylprednisolone) throughout his course. At two months of age he received two doses of an exogenous surfactant (Survanta, 4 ml per kilogram of body weight) intratracheally. His condition improved slightly after the first dose, but not after the second, and this therapy was not continued. An open-lung biopsy performed when the patient was three months old demonstrated the characteristic findings of pulmonary alveolar proteinosis: eosinophilic, diastase-resistant granular material that was positive on periodic acid-Schiff staining filled the air spaces. In addition, foamy alveolar macrophages and desquamated alveolar epithelial cells were noted within the proteinaceous material, and there was extensive interstitial fibrosis and hyperplasia of alveolar epithelial cells. The patient died of progressive respiratory failure at five months of age. An autopsy was not permitted.

Neither the parents nor the three living siblings had a history of pulmonary disease. Nineteen years earlier, a 3750-g sister born at term had died of respiratory disease at one month of age. After the results of the case patient's biopsy were known, the clinical course and autopsy slides of his sister were reexamined. Signs of respiratory distress had developed shortly after birth and led to progressive respiratory failure. Treatment included 100 percent oxygen; she did not receive mechanical ventilation or corticosteroids. The autopsy revealed alveolar proteinosis, as described above, and changes consistent with bronchopulmonary dysplasia.

Methods

Patients

Control lung tissue was obtained from patients who were undergoing lung transplantation for end-stage pulmonary disease. These included a 2-year-old girl with bronchopulmonary dysplasia who was receiving mechanical ventilation with 100 percent oxygen; a 15-year-old boy and an 11-year-old boy with pulmonary hypertension, neither of whom was receiving supplemental oxygen; a 13-year-old girl with the adult respiratory distress syndrome who was receiving mechanical ventilation with 100 percent oxygen; and a 17-year-old girl with cystic fibrosis who was receiving supplemental oxygen. Only the girl with the adult respiratory distress syndrome was treated with corticosteroids. An unused donor lung specimen from an 18-year-old man without pulmonary disease was also obtained. Specimens were obtained at the time of surgery and immediately frozen in liquid nitrogen. A lung obtained at autopsy from a 19-day-old full-term girl with meconium aspiration syndrome who had received mechanical ventilation with 100 percent oxygen and extracorporeal membrane oxygenation was used as a positive control for immunohistochemical analysis.

Antiserum and Immunohistochemical Studies

Antiserum directed against surfactant protein A (SP-A), SP-B, and surfactant proprotein C (proSP-C) was prepared as described elsewhere6-11. Immunostaining was performed on paraffin sections as previously described,12 with antiserum against SP-A, SP-B, and proSP-C, diluted 1:500 in phosphate-buffered saline. Sections were incubated with nonimmune rabbit serum for negative staining controls.

Protein Analysis

From 15 to 50 mg of lung tissue, frozen at the time of biopsy or removal for transplantation, was homogenized while on ice in TRIS buffer containing proteinase inhibitors, and boiled in loading buffer containing sodium dodecyl sulfate and β-mercaptoethanol. Aliquots containing 75 or 150 μg of total protein, as determined by a modified Lowry assay,13 were loaded directly onto polyacrylamide gels and underwent electrophoresis with tricine in the cathode buffer for resolution of low-molecular-weight proteins14. The surfactant proteins were detected by immunoblotting with the antiserum against SP-A, SP-B, and proSP-C, as previously described15.

RNA Analysis

Frozen lung tissue was pulverized in liquid nitrogen, and RNA was isolated by an acid-phenol extraction method16. In each sample, 10 μg of total cellular RNA was separated on a 1 percent agarose formaldehyde gel and transferred to a nylon membrane17. Human complementary DNA (cDNA) probes specific for SP-A,18 SP-B,19 and SP-C20 were radiolabeled with [32P]deoxycytidine triphosphate (ICN Pharmaceuticals) with use of a commercially available random-priming kit (Boehringer-Mannheim Biochemicals). The blots were hybridized, washed in solutions as previously described,15 and exposed to x-ray film (Kodak). The blots were sequentially probed with SP-C, SP-B, and SP-A cDNAs after stripping off the previously hybridized probe.

Results

Immunoblotting of Surfactant Proteins

SP-B was readily detected in the lung tissue of the control patients with various pulmonary disorders but was absent in the case patient's lung tissue (Figure 1Figure 1Protein Blotting for SP-A, SP-B, and SP-C.). SP-A was readily detected in all lung samples in roughly comparable amounts. We detected proSP-C in all the patients, but in larger amounts in the case patient. A 6-kd protein identified with the anti-proSP-C antiserum was detected only in the case patient's lung tissue. This molecular weight corresponds to the size of a dimer of SP-C, which is known to form oligomers21. Alternatively, this protein could be a partial cleavage product of the proprotein.

Immunohistochemical Studies

In the control patient, abundant immunostaining for SP-B was detected in epithelial cells lining alveolar spaces and lying within alveoli (Figure 2AFigure 2Immunohistochemical Analysis for SP-B.). In both siblings with congenital alveolar proteinosis immunostaining for SP-B was absent in alveolar epithelial cells and in the intraalveolar proteinaceous material (Figure 2B and Figure 2C). However, the proteinaceous material stained intensely for both SP-C (Figure 3BFigure 3Immunohistochemical Analysis for SP-C. and Figure 3C) and SP-A (data not shown). In both siblings extensive, intense staining for SP-C was present in the alveolar epithelium, whereas staining was focal and faint in the control patient (Figure 3A). Epithelial-cell SP-A staining was sparse in both siblings and abundant in the control patient (data not shown). The distribution and intensity of immunostaining for SP-A and SP-B in the control patient, including staining in alveolar macrophages and Clara cells, were similar to those observed in other infants12. No staining was observed with nonimmune serum.

RNA Analysis

To investigate the mechanisms underlying the absence of immunoreactive SP-B protein in the case patient's lung tissue, RNA blotting was performed (Figure 4Figure 4RNA Blotting for SP-A, SP-B, and SP-C.). SP-A and SP-C mRNAs were found in all lung tissues examined. SP-B mRNA was present in all lung samples except that of the case patient, in which no signal was detected even after prolonged exposure. No signal was detected at higher or lower molecular weights to suggest an alternatively processed or degraded message. This result suggests that the lack of SP-B protein in the case patient's lung was due to a pretranslational mechanism -- either a decrease in transcription of the SP-B gene or the production of an unstable SP-B mRNA.

Discussion

Pulmonary surfactant is a complex mixture of lipids and proteins that reduces surface tension at the interface between air and liquid. A lack of pulmonary surfactant is recognized as the principal cause of the respiratory distress syndrome in premature infants22. Specific proteins have been identified that appear to be essential for surfactant function21,23,24. These include SP-A, a glycoprotein that is likely to be important in surfactant metabolism and that may also play a part in host defense, and SP-B and SP-C, which are hydrophobic proteins of low molecular weight that increase the rate at which surfactant phospholipids are adsorbed to the air-liquid interface25,26.

Given their importance in the function and metabolism of surfactant, inherited deficiencies of specific surfactant proteins could potentially cause respiratory disease in newborn infants. The two siblings described in this report had the characteristic clinical and histopathologic features of congenital pulmonary alveolar proteinosis and a specific deficiency of SP-B. These observations, and previous studies of SP-B function,25-29 support the hypothesis that an inherited deficiency of SP-B was the cause of the respiratory disease in these infants.

Multiple lines of evidence demonstrate the importance of SP-B in surfactant functions. The expression of SP-B is lung-specific and is developmentally regulated30-32. Combinations of surfactant phospholipids and synthetic SP-B peptides exhibited biophysical properties similar to those of native surfactant27. Respiratory failure developed in rabbits treated intratracheally with a monoclonal antibody to SP-B, but not to SP-A33,34. Synthetic SP-B peptides stimulated the uptake of phosphatidylcholine into alveolar type II cells in primary culture, suggesting that SP-B may be important in surfactant metabolism28. The exact mechanisms by which SP-B deficiency could lead to the histopathological appearance of alveolar proteinosis are unclear, but our observations indicate an essential role for SP-B in the function and metabolism of surfactant.

The absence of SP-B mRNA in the case patient's lungs accounts for the lack of SP-B protein, and it is unlikely to be due to therapy or immaturity of the lungs. The biopsy specimen was obtained at an age when SP-B mRNA should be abundant,31 and the deficiency was specific for SP-B, without corresponding decreases in SP-A and SP-C. Glucocorticoid treatment30,31,35 and exposure to hyperoxia15,36-38 have been associated with increased expression of SP-B. Finally, the immunohistochemical findings in his sibling's lung tissue indicate that she also had SP-B deficiency, which suggests a genetic mechanism.

The respective roles of SP-B and SP-C in surfactant function are unclear. In the infants with SP-B deficiency described in this report, respiratory failure developed despite increased amounts of SP-C, suggesting that SP-B is essential for normal respiratory function. The mechanisms underlying the increased amounts and cellular distribution of SP-C observed in these infants are unknown. The similar patterns of immunostaining in both siblings, and minor variations in SP-C content among the control patients, some of whom were also exposed to oxygen or corticosteroids (or both), suggest that these changes were not secondary to another disease process or therapy.

It is unknown whether infants with congenital alveolar proteinosis from other families are deficient in SP-B. SP-B is necessary to the formation of tubular myelin39,40. An absence of tubular myelin was noted on ultrastructural examination of the alveolar material in several previously reported cases,3,4 a finding consistent with the hypothesis that those infants were deficient in SP-B. However, SP-B has been purified from, and tubular myelin has been observed in, the lungs of adults with alveolar proteinosis,11,41 indicating that the histopathological appearance of alveolar proteinosis can result from conditions other than SP-B deficiency. Whether other infants with congenital alveolar proteinosis have abnormalities of SP-B quantity or function, or possibly deficiencies of other surfactant proteins, remains to be determined.

Finally, the prognosis for infants with congenital alveolar proteinosis has been uniformly poor, even with the use of extracorporeal membrane oxygenation. Therapeutic whole-lung lavage has also been considered4. If SP-B deficiency is the basis for congenital alveolar proteinosis in other infants, then replacement therapy (the administration of aerosolized protein, gene therapy, or lung transplantation) may be needed to treat this disorder.

Addendum

Another apparently affected sibling has recently been born to the case family. Severe lung disease has developed in the newborn period; protein-blot analysis of amniotic and lung-lavage fluid showed no detectable SP-B and markedly increased amounts of SP-C.

Supported in part by grants to Dr. Colten (HL-37591) and Dr. deMello (HL-34748) from the National Institutes of Health, and by a grant from the American Lung Association to Dr. deMello.

We are indebted to Dr. Jeffrey A. Whitsett for providing antibodies and cDNA probes to SP-A, SP-B, and SP-C; to Dr. David Phelps for providing antibodies to SP-A and SP-B; to Sarah Heyman for technical assistance in the immunohistochemical studies; to Drs. Thomas Spray, Charles Huddleston, and Michael Crossman and Roberta Mackay, R.N., for assistance in obtaining tissue specimens; and to Drs. Anne Murphy and Arnold Strauss for helpful suggestions.

Source Information

From the Department of Pediatrics, Division of Allergy and Pulmonary Medicine (L.M.N., H.R.C.), and the Department of Pathology (L.P.D.), Washington University School of Medicine; and the Department of Pathology, Cardinal Glennon Children's Hospital (D.E.D.) -- both in St. Louis.

Address reprint requests to Dr. Nogee at the Division of Neonatology, CMSC 210, Johns Hopkins Children's Center, 600 N. Wolfe St., Baltimore, MD 21287-3200.

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