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Original Article

Factor XI Deficiency in Ashkenazi Jews in Israel

Rei Asakai, M.D., Ph.D., Dominic W. Chung, Ph.D., Earl W. Davie, Ph.D., and Uri Seligsohn, M.D.

N Engl J Med 1991; 325:153-158July 18, 1991

Abstract
Abstract

Background and Methods.

Severe factor XI deficiency, which is relatively common among Ashkenazi Jews, is associated with injury-related bleeding of considerable severity. Three point mutations — a splice-junction abnormality (Type I), Glu117→Stop (Type II), and Phe283→Leu (Type III) — have been described in six patients with factor XI deficiency. Clinical correlations with these mutations have not been carried out. We determined the relative frequency of the mutations and their association with plasma levels of factor XI clotting activity and bleeding, analyzing the mutations with the polymerase chain reaction and restriction-enzyme digestion.

Results.

The Type II and Type III mutations had similar frequencies among 43 Ashkenazi Jewish probands with severe factor XI deficiency; these two mutations accounted for 49 percent and 47 percent, respectively, of a total of 86 analyzed alleles. Among 40 of the probands and 12 of their relatives with severe factor XI deficiency, patients homozygous for Type III mutation had a significantly higher level of factor XI clotting activity (mean [±SD] percentage of normal values, 9.7±3.8 percent; n = 13) than those homozygous for Type II mutation (1.2±0.5 percent, n = 16) or compound heterozygotes with Type II/III mutation (3.3±1.6 percent, n = 23), as well as significantly fewer episodes of injury-related bleeding. Each of these three groups had a similarly increased proportion of episodes of bleeding complications after surgery at sites with enhanced local fibrinolysis, such as the urinary tract, or during tooth extraction.

Conclusions.

Type II and Type III mutations are the predominant causes of factor XI deficiency among Ashkenazi Jews. Genotypic analysis, assay for factor XI, and consideration of the type and location of surgery can be helpful in planning operations in patients with this disorder. (N Engl J Med 1991; 325:153–8.)

Media in This Article

Figure 1Pedigrees of Four Ashkenazi Jewish Families, Showing the Variety of Genotypes Associated with Factor XI Deficiency.
Figure 2Pedigree and Electrophoretic—Immunoblot Analysis of an Iraqi Jewish Family with Factor XI Deficiency.
Article

FACTOR XI (plasma thromboplastin antecedent, or PTA) is a plasma glycoprotein (molecular weight, 140,000) that participates in the early phase of the intrinsic pathway of the blood-coagulation cascade. It circulates in plasma in a precursor form and is converted to an active serine protease by minor proteolysis. The gene coding for the protein has been characterized and shown to be 23 kilobases long and composed of 15 exons and 14 introns.1 It is located on the distal end of the long arm of chromosome 4 (4q35).2 A deficiency of factor XI is an unusual coagulopathy in that it has extreme variability in its bleeding manifestations, ranging from a complete absence of symptoms to injury-related bleeding that requires multiple transfusions.3 , 4 Unlike the hemophilias, factor XI deficiency is rarely manifested as spontaneous bleeding; the associated bleeding usually occurs after trauma, surgery, or other challenges to hemostasis. The bleeding tendency may also vary in the same patient if such challenges are repeated.5

Factor XI deficiency is inherited as an autosomal recessive trait that is characterized by a very low level (0 to 10 percent) of circulating factor XI antigen in homozygotes, in whom both alleles carry mutations that render the patients incapable of expressing normal levels of factor XI. Thus far, the majority of these patients have been found to have a parallel reduction in factor XI activity and the level of circulating factor XI antigen, signifying a deficiency in the plasma concentration of the protein (reduced cross-reacting material).6 , 7 To date, only three cases of disease have been reported in which the factor is present but functionally defective.7 , 8 The nature of the underlying genetic lesions in all these patients is unknown.

A striking aspect of factor XI deficiency is that it occurs predominantly in Jewish persons of Ashkenazi descent. In a previous study, the frequency of homozygotes in Israel was shown to be about 1 in 190, making the disorder one of the most prevalent genetic defects in this population.4 Factor XI deficiency has also been reported in non-Jewish patients, including patients of Japanese, Korean, Chinese, German, Italian, African American, English, Indian, and Arab ancestry.6 , 7 However, these patients are extremely rare — about 1 per million population.9

In a recent study, three independent point mutations in the factor XI gene were identified that accounted for the deficiency of the protein in six Ashkenazi Jews.10 These mutations were designated Types I, II, and III. The Type I mutation, which was least prevalent, occurred at an intron—exon boundary and apparently disrupted normal messenger RNA splicing. The Type II mutation was a nonsense mutation that converted Glu117 (GAA) to a stop codon (TAA) and resulted in premature termination of translation. The Type III mutation was a missense mutation and resulted in the substitution of Leu (TCT) for Phe283 (TCC) in the protein. Rapid assays for each of the three types of mutations have been developed. These assays use the polymerase chain reaction to amplify regions of the factor XI gene encompassing the three mutation sites. Since restriction sites are either abolished or created by each of these mutations, their presence or absence is readily determined by restriction-endonuclease digestion and subsequent gel electrophoresis. In the present investigation, we studied patients with severe factor XI deficiency who were members of 52 unrelated families residing in Israel, analyzing their genotypes, levels of circulating factor XI, and bleeding histories.

Methods

Clinical Evaluation, Coagulation Tests, and Statistical Analysis

We studied 49 unrelated Ashkenazi probands with factor XI deficiency (43 homozygotes and 6 heterozygotes) who were living in Israel and 53 of their relatives with factor XI deficiency, including 12 homozygotes and 41 heterozygotes. Patients were considered to be homozygous if their factor XI clotting activity (factor XI:C) ranged from 1 to 14 percent, and to be heterozygous if their factor XI:C levels ranged from 28 to 60 percent. Three other homozygous probands with factor XI deficiency, two Iraqi Jews and one Arab, were also studied.

A detailed history of spontaneous bleeding and injury-related episodes of bleeding was obtained from 40 of the 43 Ashkenazi probands and from 12 of their affected relatives. Blood samples for genotypic analysis (see below) and for factor XI:C assay were taken from all probands and relatives with factor XI deficiency as well as from 58 healthy Ashkenazi Jewish controls.

The factor XI:C level and the activated partial-thromboplastin time (APTT) were determined as described by Rapaport et al.3 In these tests, pooled plasma samples from 49 healthy subjects (hospital personnel) of different ethnic origins, including some Ashkenazi Jews, served as controls.

The association between the proband's genotype and the number of spontaneous or injury-related bleeding events was analyzed with Fisher's exact probability test.11 Only injury-related bleeding events not treated by replacement therapy (i.e., events occurring before the diagnosis was established) were included in the analysis. Fisher's exact test was also used to compare groups for factor XI:C levels to adjust for the inequality of variances. Student's t-test was used to compare APTT values. Results are presented as means ±SD.

DNA Preparation and Polymerase Chain Reaction—Restriction-Enzyme Assay

Total genomic DNA from each subject was isolated from 1 ml of whole blood according to the method of Bell et al.12 Analysis for the three types of point mutations by means of the polymerase chain reaction and restriction-enzyme digestion was performed as described previously.10 The polymerase chain reaction was performed with 0.5 μg of genomic DNA in the presence of 100 pmol of each of two specific oligonucleotide primers13 and 0.5 unit of Taq polymerase (Perkin–Elmer–Cetus). Amplification was carried out for 35 cycles in a thermal cycler (Perkin–Elmer–Cetus) under the following conditions: one minute at 94°C for denaturation, two minutes at 60°C for annealing of DNA with primers, and three minutes at 72°C for primer extension. The amplified DNA products were then digested with specific restriction enzymes whose substrate-specific sequences were altered by the mutations: MaeIII for Type I mutation, BsmI for Type II mutation, and Sau3AI or MboI for Type III mutation.10 The digested products were analyzed on an agarose gel containing 2 percent NuSieve agarose and 1 percent SeaKem agarose (FMC BioProducts) in the presence of ethidium bromide.

Factor XI Purification and Western Blotting

Factor XI was partially purified from the plasma of a healthy donor and from the plasma of a patient homozygous for Type III mutation, according to the method of Bouma and Griffin.14 Seven milliliters of plasma was first dialyzed at room temperature against 40 mM TRIS—hydrochloride buffer (pH 8.3) containing 10 mM succinate and then chromatographed on a DEAE-Sepharose CL-6B column. The pass-through fraction, which contains factor XI, was collected and dialyzed against 20 mM TRIS—hydrochloride buffer (pH 7.2) containing 0.2 M sodium chloride and chromatographed on a heparin—agarose column. Factor XI was eluted with high-ionic-strength buffer (20 mM TRIS—hydrochloride buffer, pH 7.2, containing 0.6 M sodium chloride). The partially purified factor XI preparation was concentrated and desalted in a Micro-ProDicon apparatus (Bio-Molecular Dynamics).

Partially purified factor XI was analyzed by slab sodium dodecyl sulfate–polyacrylamide-gel electrophoresis performed according to the method of Laemmli.15 The proteins were transferred onto a nitrocellulose membrane as described by Towbin et al.16 Human factor XI was detected with a solid enzyme-linked immunosorbent assay using rabbit antihuman factor XI (0.5 fig per milliliter), biotinylated goat—antirabbit IgG (Bethesda Research Laboratories), and streptavidin—alkaline phosphatase conjugate for band visualization.

Results

Relative Frequency of Genotypes among Patients with Factor XI Deficiency

Genotypic analyses were carried out for 46 unrelated probands from Israel with severe factor XI deficiency. Forty-three of these patients were of Ashkenazi Jewish descent, one was an Arab, and two were of Iraqi Jewish descent. Of the 86 defective genes among the Ashkenazi Jewish patients, 42 genes contained Type II mutations, 40 contained Type III mutations, 1 had an Osaka-I mutation (see below), and 3 had unidentified mutations. No Type I mutations were observed. The frequency of Type II and Type III defective alleles was 49 percent and 47 percent, respectively. The proportion of Type II/II homozygotes to Type II/III compound heterozygotes and to Type III/III homozygotes was 10:20:10. Three Ashkenazi Jewish patients were compound heterozygotes, each of whom carried one unidentified defective gene. In two of these three patients the second allele carried the Type II mutation, and in the third patient the second allele contained a nonsense mutation identical to that found in a Japanese patient (Osaka-I) (unpublished data). Of the 58 Ashkenazi Jewish healthy controls, 2 were identified as heterozygous for Type II mutation. The variety of mutant genotypes associated with factor XI deficiency is shown in the pedigrees of four Ashkenazi Jewish families (Fig. 1Figure 1Pedigrees of Four Ashkenazi Jewish Families, Showing the Variety of Genotypes Associated with Factor XI Deficiency.).

The two Iraqi Jewish probands and the Arab proband with severe factor XI deficiency were homozygous for Type II mutation. A genotypic analysis of the immediate relatives of one Iraqi Jewish proband is shown in Figure 2Figure 2Pedigree and Electrophoretic—Immunoblot Analysis of an Iraqi Jewish Family with Factor XI Deficiency.. In this family, both the proband and a sibling were homozygous for Type II mutation, whereas the parents were heterozygous for Type II mutation and another sibling was normal.

Genotype and Factor XI Clotting Activity

Factor XI:C levels were compared according to genotypes comprising Type II mutations, Type III mutations, or both, in 99 subjects from 46 unrelated families. The results (Table 1Table 1Factor XI:C Levels and APTT in Ashkenazi Jews with Factor XI Deficiency and Controls, According to Genotype.*) showed that Type III/III homozygotes had a significantly higher mean factor XI:C level (expressed as a percentage of normal values) than did Type II/II homozygotes (9.7 percent vs. 1.2 percent). Type II/III compound heterozygotes had an intermediate value for factor XI:C (3.3 percent), which differed significantly from both the value for Type II/II homozygotes and that for Type III/III homozygotes. These data are consistent with the concept that the Type II mutation, which causes premature chain termination, produces little if any circulating factor XI:C. In contrast, each allele for the Type III mutation, which results in an amino acid substitution, produces a factor XI activity level of approximately 5 percent. The mean activity level of 10 percent observed in Type III/III homozygotes was therefore attributed to the presence of two copies of the Type III allele, each contributing about 5 percent of the factor XI circulating in blood. Heterozygotes for Type III mutation (III/—) also had a significantly higher mean factor XI:C level than did Type II/—heterozygotes (Table 1).

The significant differences in factor XI:C levels among the groups with genotypes II/II, II/III, and III/III were also demonstrable in the APTT values. The group with genotype III/III had the lowest mean value, whereas the group with genotype II/III had intermediate values. Heterozygotes for Type II mutation (II/—) and Type III mutation (III/—) had similar mean APTT values (Table 1).

Genotype and Bleeding Manifestations

Spontaneous bleeding manifestations (epistaxis, ecchymoses, menorrhagia, hematuria, and gastrointestinal bleeding) were reported infrequently by the 52 patients with severe factor XI deficiency. The mean number of episodes of spontaneous bleeding in the 16 patients with genotype II/II was 0.63±0.96, the number in the 23 with genotype II/III was 0.57±0.66, and the number in the 13 with genotype III/III was 1.0±1.1. The differences between these groups were not significant.

In contrast, the mean number of injury-related bleeding events after tooth extraction, surgery, and childbirth (without replacement therapy) was significantly lower in the patients with genotype III/III (1.0±1.1) than in those with genotype II/II (1.6±2.4, P<0.05) and those with genotype II/III (1.4±1.5, P<0.05). Furthermore, none of the 13 patients with genotype III/III had three or more injury-related bleeding events, whereas 4 of the 16 patients with genotype II/II and 6 of 23 with genotype II/III did have three or more such events.

Injury-related bleeding was also analyzed in patients with genotype II/II, II/III, or III/III who had undergone surgical procedures (performed without plasma replacement) that were complicated by excessive bleeding (Table 2Table 2Proportions of Surgical Procedures Complicated by Bleeding in Patients with Severe Factor XI Deficiency.). Surgical procedures that involved tissue with an enhanced local fibrinolytic activity (the urinary tract, nose, and tonsils) were frequently accompanied by excessive bleeding in all patients irrespective of their genotype. The proportion of patients with bleeding complications after such surgical procedures (12 of 16 patients) was significantly higher than the proportion with such complications after other operations, such as appendectomy, cholecystectomy, hysterectomy, or orthopedic surgery (8 of 38 patients, P<0.001). Interestingly, among the patients who had these other types of operations, bleeding complications occurred in 4 of 8 patients with genotype II/II, but in only 3 of 20 patients with genotype II/III and 1 of 10 with genotype III/III.

Tooth extractions, which involve another tissue high in profibrinolytic components, were also frequently accompanied by excessive bleeding in all patients irrespective of their genotype (Table 2). In contrast, only 1 of 22 patients (an infant with genotype II/III) had excessive bleeding after circumcision. These data suggest that both the genotype and the specific tissue traumatized by surgery affect the incidence of bleeding in patients with severe factor XI deficiency.

Presence of Factor XI in Plasma of Type III Homozygotes

A previous study found good correlation between the levels of factor XI:C and factor XI antigen in 63 Ashkenazi Jews homozygous for factor XI deficiency according to phenotypic analysis.6 In the present study, the genotypes of 10 of these patients were analyzed and their factor XI:C levels were compared with their previously determined factor XI antigen levels. The mean factor XI antigen level was less than 1 percent in patients with genotype II/II (n = 3), 3.0±1.0 percent in those with genotype II/III (n = 3), and 10.0±2.2 percent in those with genotype III/III (n = 4). These antigen levels were reduced in direct proportion to the decrease in levels of clotting activity, which were as follows: less than 1 percent in patients with genotype II/II, 2.7±1.2 percent in those with genotype II/III, and 12.3±2.4 percent in those with genotype III/III. To characterize further the factor XI of a Type III/III homozygote, the protein was partially purified and analyzed by Western blot experiments, together with normal factor XI purified from plasma of a healthy subject (Fig. 2). Factor XI from the patient with genotype III/III comigrated with normal factor XI in reduced (lanes 3 and 4) and unreduced (lanes 1 and 2) sodium dodecyl sulfate–polyacrylamide gels, showing that its molecular weight and ability to dimerize were apparently identical to those of normal factor XI. These data suggest that the plasma from patients with genotype III/III contained functional factor XI with a specific activity that was apparently the same as that of normal factor XI, but was present in reduced amounts.

Identifying Heterozygous Carriers

Great variation in the factor XI clotting activity was observed among both the Ashkenazi Jewish controls (45 to 205 percent) and the heterozygous carriers of factor XI deficiency (Type II, 28 to 126 percent; Type III, 29 to 108 percent). Consequently, there was a significant overlap between the values of the controls and those of the carriers. Thus, in many cases, measurements of clotting activity in possible carriers may not conclusively differentiate a normal subject from a carrier. The polymerase chain reaction combined with restriction-enzyme analysis, as employed in this study, definitively identified heterozygous carriers.

Discussion

The data presented in this study indicate that nearly all Ashkenazi Jewish patients with severe factor XI deficiency carry Type II or Type III mutations (or both). The relative frequencies of these mutations in the general Ashkenazi Jewish population seem to be equal, in view of our finding that the number of compound heterozygotes (Type II/III) was twice as high as either Type II/II or Type III/III homozygotes. Interestingly, two unrelated probands of Iraqi Jewish origin were homozygous for the Type II mutation. Both probands had nonconsanguineous parents. This finding suggests that factor XI deficiency among Jews that is caused by the Type II mutation is not confined to the Ashkenazi community. The Iraqi Jewish community, of which approximately 270,000 members reside in Israel, represents a segment of the original gene pool of the Jewish people who stayed in the Middle East in relative isolation for 2500 years.17 If more cases of only the Type II mutation are found in this population, such a finding might indicate that this mutation among Ashkenazi and Iraqi Jews is due to a common founder effect. The high frequency of factor XI deficiency among Ashkenazi Jews may be attributed to extreme genetic drifts caused by drastic changes in population size, migration, and founder effects that accounted for the development of whole communities from relatively few individuals. The relative isolation of the Ashkenazi population from other groups within host countries because of religious and cultural differences presumably has prevented the spread of this mutant gene into the general population. The fact that the abnormality has remained in this population suggests that the factor XI gene may be linked or closely associated with some very favorable trait (or traits) carried from generation to generation. Present evidence shows that the Type III mutation is found exclusively among Ashkenazi Jews and suggests that this mutation might have occurred at a later time, presumably after the divergence of the Jewish population into Ashkenazi, Sephardic, and Asian Jewish communities. The reasons for the high frequency of the Type III mutation are probably the same as for the frequency of the Type II mutation.

Levels of factor XI antigen and factor XI:C were previously shown to be equally reduced in 78 patients with severe factor XI deficiency.6 In the present study, the biochemical properties of factor XI purified from the plasma of a Type III/III homozygote appeared to be normal (Fig. 2). These data suggest that the conversion of Phe283 to Leu in persons with the Type III mutation affects some other events in the biosynthesis or secretion of factor XI from the liver. Alternatively, the Type III-mutant factor XI is predisposed to rapid decay. Factor XI, as well as plasma prekallikrein, is present in the circulation as a complex with high-molecular-weight kininogen (HK).18 , 19 The first tandem repeat, or "apple domain," is the site for the binding of factor XI to HK,20 whereas the carboxylterminal portion of the heavy chain of prekallikrein contains the binding site of prekallikrein to HK.21 Since the Type III mutation of factor XI consists of an amino acid substitution in the fourth apple domain, it is unlikely that the mutation could result in diminished binding of the protein to HK or, consequently, in an accelerated removal of factor XI from the circulation. Expression experiments using a complementary DNA that contains the Type III mutation should be conducted to examine the effect of this amino acid substitution on intracellular transport, secretion, turnover in plasma, and interaction with HK.

Previous studies have shown that some patients with severe factor XI deficiency bleed after trauma and others do not.4 , 5 , 7 No explanation for this enigma has been provided so far. Our data suggest that both the genotype and the site of surgery may affect bleeding manifestations in patients with the deficiency. It was observed that patients with genotype III/III had significantly fewer injury-related bleeding events than patients with genotype II/III or patients with genotype II/II. Conceivably, this relative advantage of patients with genotype III/III stemmed from their significantly higher factor XI:C levels (Table 1). Fibrinolytic activity at certain sites of surgical injury appears to be an important cause of bleeding in patients with impaired hemostasis.22 Thus, patients with severe hemophilia A can safely undergo oral surgery if their factor VIII:C level is raised to only 10 percent, provided they receive the antifibrinolytic agent tranexamic acid.23 Furthermore, patients taking oral anticoagulants do not need to cease treatment before oral surgery if they use mouthwashes with tranexamic acid after the procedure.24 Surgical sites particularly prone to bleeding due to local fibrinolysis are the urinary tract, because of the presence of urokinase in the urine,25 and nasal mucosa,26 buccal mucosa,27 and tissues exposed to saliva,28 because of the presence of tissue plasminogen activator. Consequently, we compared the frequency of bleeding complications in patients with severe factor XI deficiency after surgical procedures involving the urinary tract, nose, oral cavity, or tonsils with the frequency after other surgical procedures. This comparison showed that the proportion of patients (of all genotypes) who bled after procedures involving sites with local fibrinolytic activity was significantly higher than the proportion who bled after other surgical procedures (Table 2). Further analysis of the combined effect of the genotype and the site of surgery on bleeding was not possible because of the relatively small number of observations. Although it is conceivable that additional causes of injury-related bleeding in patients with severe factor XI deficiency will be found, the present findings imply that the use of antifibrinolytic agents may be an important adjunct to surgery at sites with local fibrinolysis.

Supported in part by a research grant (HL-16919) from the National Institutes of Health.

Source Information

From the Department of Biochemistry, University of Washington, Seattle (R.A., D.W.C., E.W.D.), and the Institute of Hematology, Ichilov Hospital, Tel Aviv, Israel (U.S.). Address reprint requests to Dr. Davie at the Department of Biochemistry, SJ-70, University of Washington, Seattle, WA 98195.

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