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Original Article

Expression of Blood-Group Antigen A — A Favorable Prognostic Factor in Non-Small-Cell Lung Cancer

Jin S. Lee, M.D., Jae Y. Ro, M.D., Ph.D., Aysegul A. Sahin, M.D., Waun K. Hong, M.D., Barry W. Brown, Ph.D., Clifton F. Mountain, M.D., and Walter N. Hittelman, Ph.D.

N Engl J Med 1991; 324:1084-1090April 18, 1991

Abstract
Abstract

Background.

New prognostic factors are needed to guide the treatment of patients with non-small-cell lung cancer. We evaluated the prognostic value of altered expression of ABH blood-group antigens, which has been implicated in the multistep process of carcinogenesis and tumor progression.

Methods.

The presence of blood-group antigens was assessed immunohistochemically in paraffin-embedded tumor samples from 164 patients who underwent curative surgery for non-small-cell lung cancer from 1980 through 1982. Monoclonal antibodies were used to detect the A and B antigens, and Ulex europaeus agglutinin I to detect H antigen.

Results.

Survival of the 28 patients with blood type A or AB who had primary tumors negative for blood-group antigen A was significantly shorter than that of the 43 patients with antigen A—positive tumors (P<0.001) and of the 93 patients with blood type B or O (P = 0.002). The respective median survival times were 15, 71, and 39 months. Disease progressed significantly earlier in the 28 patients with tumors negative for blood-group antigen A than in the antigen A—positive patients (P<0.001). Expression of blood-group antigen B or H in tumor cells did not correlate with survival. Cox proportional-hazards regression analysis showed that expression of blood-group antigen A in tumor cells added significantly to the prediction of overall survival provided by other known prognostic factors among the patients with blood type A or AB (P = 0.004).

Conclusions.

Expression of blood-group antigen A in tumor cells is an important favorable prognostic factor in patients with non-small-cell lung cancer. This variable needs to be considered in the design of future trials of therapy. (N Engl J Med 1991; 324:1084–90.)

Media in This Article

Figure 1Adenocarcinoma of the Lung from a Patient with Type AB Blood after Staining with Hematoxylin and Eosin (Panel A), Anti-EGFR Antibody 29.1 (Positive, Panel B), Anti-A Antibody (Positive, Panel C), and Anti-B Antibody (Negative, Panel D) (Original Magnification, ×l00).
Figure 2Kaplan–Meier Estimation of Overall Survival for All Patients, According to Antigen A Status in Tumor Cells.
Article

IN patients with non-small-cell lung cancer, the most important prognostic factor is tumor stage, and this factor largely determines treatment.1 , 2 Surgery is the standard mode of treatment for patients with stage I and II tumors and for some patients with stage III tumors, with postoperative radiation therapy or chemotherapy (or both) added if the tumor invades the mediastinal lymph nodes. Even after apparently complete resection, however, five-year survival is still no more than 40 percent,2 and the factors that account for disparate outcomes within the same stage are mostly unknown.

Recently, in examining the expression of epidermal growth factor receptor (EGFR) in paraffin-embedded samples of tissue with non-small-cell lung cancer, we found that immunostaining with the anti-EGFR monoclonal antibody3 29.1 was associated with a favorable clinical outcome after surgical resection.4 Because this antibody has been found to cross-react with an epitope for blood-group antigen A,5 we expanded our study to determine whether the expression of blood-group antigens in tumor cells has the same prognostic importance in this disease.

ABH blood-group antigens are found in a variety of epithelial cells, as well as in erythrocytes; the antigenic determinants are carbohydrate side chains of glycoproteins and glycolipids. The expression of ABH blood-group antigens in relation to cancer development and cellular differentiation and maturation has been a subject of renewed interest.6 , 7 Since the expression of blood-group antigens in tissue depends on blood type, we studied the survival of patients within the context of their ABO blood type. Our results indicate that expression of blood-group antigen A in tumor cells, but not of blood-group antigens B or H, is an important prognostic factor in patients with non-small-cell lung cancer who undergo surgery.

Methods

Patients

Our initial review included 253 patients who underwent surgery for lung cancer at the University of Texas M.D. Anderson Cancer Center from January 1980 through December 1982. This closing date provided a minimal follow-up period of 60 months for patients not lost to follow-up. We reviewed the medical records, original pathology reports, and histologic slides to identify patients with pathologically confirmed non-small-cell lung cancer of postsurgical pathological stages I to IIIb.1 Clinical data, including ABO blood type as determined by the blood bank before surgery, were obtained from the medical records. The criteria for exclusion from the study were preoperative chemotherapy or radiotherapy, death within one month after surgery, and any intercurrent cancer. For 164 of the 175 patients who met the criteria for inclusion, tumor samples were available for immunostaining, and these samples were the focus of this study.

Histopathological Examination

All the histologic sections were reviewed by two of us. The histologic type of the tumor was determined in accordance with the criteria of the World Health Organization.8 The other histologic measures assessed were the nuclear grade,9 number of mitoses per 10 high-power fields, presence or absence of lymph-node metastasis, presence or absence of vascular invasion, and presence or absence of tumor in the margins of the resected tissue.

Immunohistochemical Staining

For the immunohistochemical studies, paraffin-embedded tumor samples were selected to correspond with representative samples of the primary tumor. Samples of regional lymph nodes containing metastases were also retrieved, when available, for comparative study. Five-micrometer sections were deparaffinized with xylene and ethanol. Intrinsic peroxidase activity in tissue was blocked by treatment for five minutes with 3 percent hydrogen peroxide in methanol. Immunolocalization was carried out with the avidin–biotin–peroxidase enzyme complex Elite kit (Vector Laboratories, Burlingame, Calif.), according to the manufacturer's directions.

Staining in a section of tumor was considered positive if unequivocal staining of membranes or cytoplasm was seen in more than 5 percent of the tumor cells. When staining was confined to the nucleus, the section was considered negative. Erythrocytes and vascular endothelium in the same section were used as internal positive controls, and lymphocytes and fibroblasts as internal negative controls.

Monoclonal Antibodies

Mouse monoclonal antibodies to blood-group antigens A and B (Ortho Diagnostic Systems, Raritan, N.J.) were used in 1:10 dilution. Biotinylated Ulex europaeus agglutinin I (UEA-I; Vector Laboratories) was used in 1:100 dilution to detect the blood-group H antigen.

Statistical Analysis

The Pearson chi-square test was used for contingency-table analyses.10 Life-table probabilities of overall survival (i.e., survival without regard to cause of death) were calculated by the method of Kaplan and Meier,11 and differences in survival between subgroups of patients were compared with the log-rank test.12 Overall length of survival was measured from the day of surgery. In the analysis of time to tumor progression, patients who died of unknown causes were considered to have had tumor progression. A Cox proportional-hazards regression model13 was used to determine the joint effect of several variables on survival.

Results

Characteristics of Patients

No significant differences in clinical or pathological characteristics at the time of surgery were found when the patients were grouped according to blood type (Table 1Table 1Characteristics of the Patients According to Blood Type.). A higher percentage of patients with type AB blood had lymph-node involvement. The distribution of blood types was not different from that in the general population.14

Staining of Primary Tumor with Anti-A Antibody

Forty-three of the 164 primary tumors stained positive with the anti-A antibody, all from patients with type A or AB blood. The staining pattern indicated that the antigen was found in both the cytoplasm and membranes (Fig. 1Figure 1Adenocarcinoma of the Lung from a Patient with Type AB Blood after Staining with Hematoxylin and Eosin (Panel A), Anti-EGFR Antibody 29.1 (Positive, Panel B), Anti-A Antibody (Positive, Panel C), and Anti-B Antibody (Negative, Panel D) (Original Magnification, ×l00).). There was no aberrant expression of blood-group antigen A in the tumor cells from the patients with type B or type O blood.

Expression of Blood-Group Antigen A in Metastatic Tumors

Expression of blood-group antigen A was also assessed in metastatic tumors in regional lymph nodes from 27 patients with blood of type A or AB. Among 16 patients whose primary tumor stained positive with anti-A antibody, 4 patients had metastases that did not stain with the anti-A antibody. Among 11 patients whose primary tumor was negative for antigen A expression, none had metastases that stained with anti-A antibody.

Staining of Primary Tumor for Blood-Group Antigens B and H

Staining with the anti-B antibody was positive in the tumors from 8 of the 30 patients with blood type B or AB, and the tumors from 42 of the 73 patients with blood type O stained positive with UEA-I (anti-H). Among the patients with blood type AB, expression of antigen A was unrelated to that of antigen B, as shown in Figure 1.

Survival According to Expression of Blood-Group Antigens

At the most recent follow-up, 61 patients were alive (median follow-up, 76 months; range, 2 to 105), and 103 were dead (median time to death, 20 months; range, 2 to 85). Since the expression of blood-group antigen A in tumor cells was confined to patients with type A or AB blood, the survival analysis according to expression of blood-group antigen A was stratified into blood groups A and AB, on the one hand, and groups B and O, on the other.

For the 28 patients with type A or AB blood who had primary tumors negative for blood-group antigen A, the median survival was 15 months. In contrast, the median survival was 71 months in the 43 patients with blood type A or AB who had expression of antigen A in their tumor cells (P<0.001). The estimated three- and five-year survival rates were 22 and 15 percent, respectively, for the patients negative for blood-group antigen A and 74 and 59 percent for the antigen A—positive group. In comparison, the median survival of the 93 patients with type B or O blood was 39 months, with three- and five-year survival rates of 51 and 38 percent, respectively (Fig. 2Figure 2Kaplan–Meier Estimation of Overall Survival for All Patients, According to Antigen A Status in Tumor Cells.). The difference in survival between the patients with type A or AB blood whose tumors were negative for blood-group antigen A and those with type B or O blood was significant (P = 0.002), as was the difference in survival between the patients with type A or AB blood whose tumors were positive for antigen A and those with type B or O blood (P = 0.033).

In contrast, the loss of blood-group antigen B or H in tumor cells was not associated with a disadvantage for survival either in the patients with type B or AB blood (P = 0.826) or in those with type O blood (P = 0.912).

Independent Predictive Value of Expression of Blood-Group Antigen A

Tumors negative for blood-group antigen A were significantly more likely than those positive for antigen A to have a high mitotic rate (P = 0.001), to be large (P = 0.036) and less differentiated (P = 0.026), and to be composed of large-cell carcinomas (P = 0.055) (Table 2Table 2Outcome in Patients with Blood Type A or AB, According to Positivity or Negativity for Blood-Group Antigen A in Tumor Cells and Clinicopathological Characteristics.). There was no correlation between antigen A status and age, sex (data not shown), tumor stage, nodal status, presence or absence of vascular invasion (data not shown), or nuclear grade (data not shown).

When overall survival rates were compared by a log-rank test, the lack of expression of blood-group antigen A in tumor cells was associated with a worse prognosis among the patients with adenocarcinoma (P<0.001) and those with squamous-cell carcinoma (P<0.001), and in tumors of either size category (Table 2). In the eight patients with large-cell carcinoma, the length of survival was indistinguishable from that in the patients with adenocarcinoma or squamous-cell carcinoma that was negative for blood-group antigen A.

Of particular interest was the examination of whether status with respect to the expression of blood-group antigen A added predictive value to tumor stage, the most widely used prognostic factor in non-small-cell lung cancer. Among the patients with type A or AB blood who had stage I disease, survival in those with tumors negative for blood-group antigen A was far shorter (Fig. 3AFigure 3Kaplan–Meier Estimation of Overall Survival According to Positive or Negative Antigen A Status in Tumor Cells and Disease Stage in Patients with Type A or AB Blood.); the median survival was only 19 months. For the patients with tumors positive for antigen A, however, the median survival was not reached at the end of the study; their five-year survival rate was 76.5 percent (P<0.001). Even among the patients with stage II disease, survival in those with tumors negative for blood-group antigen A was shorter than in the patients with tumors positive for antigen A (P = 0.048), with a median survival of 11 months as compared with 53 months (Fig. 3B). In the patients with stage III disease, there was a trend toward the same survival advantage with tumors that expressed blood-group antigen A, but statistical significance was not reached (P = 0.158), perhaps because of the small sample (Fig. 3C).

Joint Effects of Variables

Whether tumor expression of blood-group antigen A added significantly to the information provided by the other variables was explored with use of parsimonious models obtained by a backward-elimination procedure. Among the patients with type A or AB blood, univariate analysis demonstrated that age (P = 0.023), nodal status (P = 0.008), and mitotic rate (P = 0.072) were of significant prognostic value and that tumor-cell type, stage, tumor size, vascular invasion, degree of differentiation, and resection-margin status were not (P>0.22; maximal relative hazard for these variables, 1.82).

Removing age from the model that included age, nodal status, and mitotic rate did not render the model significantly worse according to the log-likelihood criterion (P = 0.144). After age was removed, however, neither nodal status nor mitotic rate could be eliminated at a 0.05 level of significance. This model was significantly improved by the addition of blood-group antigen A status in tumor cells (P = 0.004); that is, antigenic status added predictive value to that achieved with the other prognostic factors. However, although removing mitotic rate from the model including mitotic rate, nodal status, and antigenic status did not render the model significantly worse (P = 0.238), neither of the remaining two prognostic factors could be dropped.

When the proportional-hazards model for survival was fitted to the six groups obtained from the model (two groups for antigen A status times three groups for nodal status), we found three homogeneous risk groups. The low-risk group consisted of the 23 patients (32 percent) who had no nodal disease but had expression of blood-group antigen A in their tumor; we arbitrarily assigned this group a relative hazard of 1.0. The intermediate-risk group included the 10 patients (14 percent) with Nl staging and tumors positive for blood-group antigen A; their relative hazard was 3.47. The remaining 38 patients (54 percent) were at high risk of death, with relative hazards ranging from 7.24 to 8.59; that is, all the patients with tumors negative for blood-group antigen A were at increased risk, regardless of nodal status, as were all the patients with N2 disease, regardless of antigen A status.

Patterns of Disease Progression

To understand better the pathobiologic implications of the expression of blood-group antigen A in non-small-cell lung cancer, we analyzed the pattern of disease progression. Progressive disease, taken to include second primary tumors, occurred in 17 of the 43 patients with tumors positive for blood-group antigen A in tumor cells (Table 3Table 3Patterns of Initial Progression of Disease, According to Antigen A Status in Tumor Cells in Patients with Type A or AB Blood.) after a median of 18 months (range, 2 to 83); in 14 of the 28 patients negative for blood-group antigen A who had type A or AB blood, progression occurred after a median of 6 months (range, 2 to 16). The difference between the times to progression of disease was significant (P<0.001) according to life-table analysis. The 43 patients with tumors positive for blood-group antigen A also had a significantly longer time to progression of disease than the 93 patients with type B or O blood (P = 0.026).

Distant metastasis was the most frequent type of tumor spread; its rate was higher in the patients negative for blood-group antigen A than in the antigen A—positive patients (12 of 28 vs. 10 of 43; P = 0.082). The brain was a common site of disease spread, but there was no difference with respect to blood-group antigen A status. However, the patients negative for antigen A had bone metastasis more often than those positive for antigen A (5 of 28 vs. 1 of 43; P = 0.033).

Discussion

We found that expression of blood-group antigen A in tumor cells is an important favorable prognostic factor for overall survival and the time to progression of disease in patients with non-small-cell lung cancer. Most important, perhaps, are the findings in the patients with stage I disease, in whom the loss of expression of blood-group antigen A in tumor cells was associated with shorter survival, of a length not significantly different from that in the patients with stage II or III disease (Fig. 3). In addition, the retention of expression of blood-group antigen A in tumor cells conferred an improved prognosis, and the loss of such expression conferred a worsened prognosis for survival than that of the patients with type B or O blood. For the patients with type B or O blood, however, the expression of blood-group antigen B or H in tumor cells did not correlate with survival, suggesting that the important variable is something other than the simple retention or loss of blood-group antigen.

The data reported here suggest that loss of expression of blood-group antigen A is a possible marker for the multistage process of tumor progression in patients with type A or AB blood. First, expression of this antigen was lost more often in larger tumors (>3 cm) than in smaller ones. Second, expression of blood-group antigen A was lost more frequently in metastatic lesions in lymph nodes than in primary tumors. Third, loss of expression of the antigen was associated with a shorter time to the progression of disease. Along with this evidence, some other clinicopathological features (i.e., large-cell histology and bony metastasis) that were associated with the loss of expression of blood-group antigen A in our study have been previously found to predict decreased survival in patients with recurrent or metastatic non-small-cell lung cancer.15

Altered expression of ABH blood-group antigens during malignant transformation and tumor progression has been previously reported.16 17 18 19 In addition, loss of expression of blood-group A and B antigens occurs during wound healing.20 , 21 For example, within hours after a wound, expression of blood-group antigen is lost from the epithelial cells adjacent to the wound margin, as well as from the epithelial cells migrating into the wound. Antigenic expression returns to normal after the restoration of epithelial continuity.21 These findings are intriguing in the light of our finding that a loss of expression of blood-group antigen A appears to be closely related to the risk of metastasis. Indeed, it has been suggested that the loss of expression of blood-group ABH or Lea antigen is associated with more aggressive tumor behavior in cancers of the bladder,22 23 24 25 26 uterine cervix,16 , 27 colon,28 and head and neck.29

In lung cancers, using a specific red-cell-adherence technique, Davidsohn and Ni30 found expression of ABH antigens in only 5 of 18 adenocarcinomas, in none of 86 other primary bronchogenic carcinomas, and in none of 145 metastases. When Hirohashi et al.31 used an immunohistochemical technique (which is more sensitive than the specific red-cell-adherence technique), they detected appropriate expression of blood-group antigens in 34 of 42 adenocarcinomas of the lung. Most of these clinical studies, however, failed to show a specific association of expression of blood-group antigen A with improved clinical outcome, a result perhaps attributable to the lack of stratification according to blood group or, in some series, to an insufficient number of patients studied.24 , 29

These results suggest that expression of ABH blood-group antigens might be used to stratify patients in future clinical trials designed to evaluate the efficacy of postoperative adjuvant chemotherapy, particularly for patients with type A or AB blood. Given their relatively poor prognosis after surgery, such patients who have primary non-small-cell lung cancers that are negative for blood-group antigen A seem to merit aggressive and innovative treatment approaches, even those with early-stage tumors. If the primary tumor is found to be negative for blood-group antigen A before surgery, for example, primary induction chemotherapy and radiation therapy might be considered as an alternative to immediate surgery —an approach similar to that used in patients with advanced laryngeal cancer to preserve the natural voice.32

Supported in part by grants (CA-45746 and CA-11672) from the National Institutes of Health.

We are indebted to Ms. Monica Lotay and Ms. Susan Cweren for their excellent technical help, to Ms. Cynthia Waters and Ms. Terry Saulsberry for assistance in the preparation of the manuscript, to Ms. Suzanne Simpson for editorial review, and to the Department of Patient Studies for providing lists of patients.

Source Information

From the Departments of Medical Oncology (J.S.L., W.K.H., W.N.H.), Pathology (J.Y.R., A.A.S.), Biomathematics (B.W.B.), and Thoracic Surgery (C.F.M.), the University of Texas M.D. Anderson Cancer Center, Houston. Address reprint requests to Dr. Lee at the Department of Medical Oncology, Box 80, M.D. Anderson Cancer Center, 1515 Holcombe Blvd., Houston, TX 77030.

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