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Original Article

Exposure to an Aeroallergen as a Possible Precipitating Factor in Respiratory Arrest in Young Patients with Asthma

Mark T. O'Hollaren, M.D., John W. Yunginger, M.D., Kenneth P. Offord, M.S., Michael J. Somers, M.D., Edward J. O'Connell, M.D., David J. Ballard, M.D., Ph.D., and Martin I. Sachs, Ph.D., D.O.

N Engl J Med 1991; 324:359-363February 7, 1991

Abstract

Background.

Exposure to airborne spores of the common mold Alternaria alternata has been implicated in asthma attacks. Such exposure is particularly frequent in the Midwest during the summer and fall months. To determine the role of A. alternata in triggering severe asthma attacks, we investigated the cases of 11 patients with asthma who had sudden respiratory arrest and determined the frequency of sensitivity to this allergen in these patients.

Methods.

The 11 patients (age range, 11 to 25 years) with initial episodes of respiratory arrest, which was fatal in 2 patients, were identified in the course of their care in our pediatric and adult clinical allergy practice and by a retrospective review of all Mayo Clinic records of patients with severe asthma cared for between 1980 and 1989. Skin-test reactivity to A. alternata and levels of IgE antibody against this mold in the 11 patients were compared with those in 99 matched controls with asthma who had no history of respiratory arrest.

Results.

All the patients came from the upper Midwest, and the episodes of respiratory arrest occurred in the summer or early fall. Ten of the 11 patients with asthma who had respiratory arrest (91 percent) had positive skin-puncture tests for sensitivity to alternaria, as compared with 31 percent of the controls (P<0.001), and the serum levels of IgE antibodies to alternaria were elevated in all 9 patients tested. Among the covariates we examined (age, sex, adn distance from the Mayo Clinic), only age was a significant confounder. After adjustment for age, alternaria skin-test reactivity was found to be associated with an increase of approximately fold in the risk of respiratory arrest (adjusted odds ratio, 189.5; 95 percent confidence interval, 6.5 to 5535.8).

Conclusions.

Exposure to the aeroallergen A. alternata is a risk factor for respiratory arrest in children and young adults with asthma.

Media in This Article

Figure 1The Alternaria Season in Southeastern Minnesota in 1985, Indicated by Spore Counts (Solid Circles) and Concentrations of the Major Alternaria Allergen Alt a I (Open Circles).
Figure 2Timing of Episodes of Respiratory Arrest in Young Patients with Asthma. Each numbered circle corresponds to one episode; each number corresponds to the patient number in Table 1.
Article

AT one time, asthma was considered to be a mild disease, a "slight ailment that promotes longevity" in Osler's words.1 Although deaths from asthma are uncommon, the rates of mortality from asthma appear to be increasing in England,2-4 New Zealand,5,6 the United States,7-10 Australia,9,11 and Denmark.9 Of particular interest have been reports describing rapid decompensation leading to respiratory arrest, sudden death, or both in young patients with otherwise stable asthma.9,12-16 Risk factors for sudden respiratory arrest or death have included lability of the lower airways, lack of appreciation of the severity of airflow obstruction on the part of primary care physicians, and psychological factors, including emotional instability, depressive symptoms, and family dysfunction.8,13,14,16-19

In this paper we describe 11 patients evaluated at out institution in whom 18 episodes of sudden respiratory arrest occurred from 1980 to 1989; 2 of these episodes were fatal. We evaluated the occurrence of these episodes in relation to the peak outdoor moldsporulation season in the Midwest and determined the prevalence of IgE antibodies specific to Alternaria alternata, a common fungal aeroallergen, in the 11 patients.

Methods

Study Patients

Nine patients (age, 10 to 25 years) were identified in the course of their care in our pediatric and adult clinical allergy practice. A retrospective review of all Mayo Clinic records of young patients (age, 25 or less) who were treated between 1980 and 1989 and who had respiratory arrest, had severe asthma, or were hospitalized because of asthma identified an additional two patients. Thus, our study population consisted of 11 patients with asthma (9 female and 2 male) who had a total of 18 episodes of respiratory arrest. Between 1980 and 1989, approximately 625 patients with asthma between the ages of 10 and 25 were evaluated each year in our allergy practice.

Control Patients

The records of all 699 patients between the ages of 10 and 25 who underwent allergy testing at the Mayo Clinic during 1985 were reviewed retrospectively. Because the aim of this study was to assess the risk of exposure to alternaria in patients with asthma, we restricted the control group to the 99 patients who had asthma. All 99 control patients were followed to October 1, 1990, for possible intervening episodes of respiratory arrest or death. No episodes of respiratory arrest or deaths were noted.

Skin Tests

All skin tests were performed by the puncture technique with use of commercial extracts. The antigens included alternaria (concentration, 245,920 radioallergosorbent-test [RAST] inhibition units per milliliter); cladosporium and aspergillus; house-dust mites; short-ragweed, timothy-grass, June-grass, oak, birch, and elm pollens; and cat- and dog-dander extracts. As positive and negative controls, we tested histamine phosphate (5 mg per milliliter) and diluent. The formation of a wheal more than 3 mm in diameter was considered to indicate a positive response.

IgE Antibodies

When serum was available, IgE antibodies to alternaria were measured by radioimmunoassay with use of commercial solid-phase allergens (Pharmacia Diagnostics). Serum IgE antibodies to Alt a I, a major alternaria allergen, were measured with Alt a I linked to microcrystalline cellulose particles.20 IgE antibody levels were expressed in terms of the amount of radioactivity bound by the patient's serum divided by the amount bound by negative control serum, multiplied by 100. Binding above 300 percent of the negative control value was considered positive.

Alternaria Aeroallergens

The alternaria season in southeastern Minnesota for 1985 through 1987 was determined by performing alternaria spore counts with a rotoslide apparatus21 and by immunochemical quantitation of alternaria aeroallergens.22 (Alternaria spore counts were also provided for Madison, Wisconsin, for 1985, 1986, and 1987 by Robert K. Bush, M.D.) In the latter procedure, outdoor air samplers were operated continuously from May to December. At a rate of 0.75 to 1.19 liters per second, air was passed through fiberglass or polytetrafluoroethylene filters that retained all particles more than 0.3 μm in mean aerodynamic diameter. The fiberglass filter sheets were processed by descending elution; the polytetrafluoroethylene sheets were eluted directly into buffer.22 Filter eluates were tested by RAST inhibition with crude alternaria extract adsorbed to plastic microtiter plates and an IgE antibody—containing serum pool derived from seven untreated alternaria-sensitive patients.23 Multiple dilutions of crude alternaria extract (Greer Laboratories) were assayed for the standard curve, and the alternaria-allergen contents of filter sheets were calculated by interpolation from this standard curve.

Statistical Analysis

Univariate associations between variables were assessed with the chi-square and Fisher's exact tests. Multivariate relations were studied with logistic regression; the dependent variable was an indicator of case versus control status (1,0). The independent variables considered were age, sex, presence of antibodies to IgE alternaria, and distance from the Mayo Clinic (computed from the geographic coordinates of the patients' ZIP Codes). Distance from our institution was included because it might reflect a referral selection bias, particularly for the study patients. Only two-tailed P values are reported; a value less than or equal to 0.05 was considered to reflect statistical significance.

Results

Study Patients

All 11 patients had unexpected, rapid decompensation of asthma with respiratory arrest (defined as a failure in respiration that required resuscitation) within minutes after the onset of worsening symptoms (Table 1Table 1Characteristics of Patients with Asthma and Respiratory Arrest.). Two of the 11 patients died. In the nine nonfatal cases, six patients required intubation, two were resuscitated by ventilation with bag and mask, and one required intubation once and was resuscitated once by ventilation with bag and mask. Seven patients survived a second episode. All episodes of respiratory arrest occurred between 5 p.m. and 1 a.m., and three episodes occurred while the patients were in bed.

None of the 11 patients had an underlying seizure disorder. However, four episodes of respiratory decompensation were accompanied by a general tonic— clonic seizure. Retrospective review of patients' charts may fail to identify psychiatric disorders or family dysfunction because of incomplete data, but at least four of our patients had had psychiatric symptoms or family difficulties. There was considerable diversity in the medication regimens of the patients at the time of the respiratory arrest. Three did not have any regular daily regimen but were receiving theophylline or albuterol orally as needed, in combination with inhaled albuterol during exacerbations of asthma (Patients 4, 5, and 10). Nine patients had received short-term treatment with high-dose prednisone at some time in the past. Seven patients were receiving inhaled corticosteroids daily at the time of respiratory arrest, and only one patient (Patient 11) was receiving prednisone orally (10 mg per day). Both patients who died after a first episode of respiratory arrest had completed an oral course of prednisone (60 mg per day for five days) within one month of their deaths (Patient 2, one week before; Patient 3, three weeks before).

Pulmonary-function data were available for six patients but were not temporally relevant to the episodes of respiratory arrest.

Ten of the 11 patients had positive reactions to alternaria on skin-puncture testing, and in 3 of these 10 (Patients 5, 6, and 8) this was the only positive skin test (Table 2Table 2Summary of Allergy-Test Data on 11 Study Patients.). Moreover, the levels of serum IgE antibodies to Alt a I were elevated in all nine patients tested. Patients 2, 3, 4, 7, and 10 had positive skin-test responses to allergens that would be extremely unlikely to have been present at the time of the respiratory arrest. Only in the cases of Patients 1, 9, and 11 could the patients have been exposed to an identified allergen other than alternaria at the time of the respiratory arrest. As far as can be determined from their histories, the patients had no preexisting sensitivities to aspirin, nonsteroidal antiinflammatory agents, or metabisulfites.

Controls

To ascertain the frequency with which alternaria sensitivity occurs in persons between the ages of 10 and 25 years, the records of all patients in this age group who underwent allergy testing at the Mayo Clinic during 1985 were reviewed retrospectively. Of the 99 control patients with asthma, 31 percent had positive skin-test responses to alternaria. Fifty-four of these controls were female, and were male; 90 were from the upper Midwest (51 from Minnesota, 13 from Iowa, from Wisconsin, 10 from Illinois, and 6 from Indiana). The difference in the prevalence of alternaria skin-test reactivity between the controls (31 percent) and the respiratory-arrest group (91 percent) was statistically significant P<0.001 by two-tailed Fisher's exact test). Among the covariates that we examined (age, sex, and distance from the Mayo Clinic), only age was identified as a potential confounder of the association between alternaria skin-test reactivity and respiratory arrest.After adjustment for age, alternaria skin-test reactivity was associated with an increase of approximately 200-fold in the risk of respiratory arrest (adjusted odds ratio, 189.5; 95 percent confidence interval, 6.5 to 5535.8).

Atmospheric Tests

In 1985, the highest atmospheric concentrations of Alt a I were observed in the months of June, July, August, and September (Fig. 1Figure 1The Alternaria Season in Southeastern Minnesota in 1985, Indicated by Spore Counts (Solid Circles) and Concentrations of the Major Alternaria Allergen Alt a I (Open Circles).). Atmospheric concentrations of Alt a I were lower but still elevated in October and early November. Alternaria spore counts were increased from late May through the first week in November. Similar results were obtained in 1986 and 1987 (data not shown). Spore counts from Madison, Wisconsin, for the same years were similar in magnitude and duration (data not shown), confirming the alternaria season for the upper Midwest. All episodes of respiratory arrest occurred during the alternaria aeroallergen season (Fig. 2Figure 2Timing of Episodes of Respiratory Arrest in Young Patients with Asthma. Each numbered circle corresponds to one episode; each number corresponds to the patient number in Table 1.).

Discussion

Three groups of patients with asthma have been described who may be at risk of dying of their disease19: those with unexpected episodes of severe, overwhelming asthma; those with chronic, progressive worsening of asthma symptoms requiring long-term steroid use; and those who fit neither of these categories but have extremely poor control of their asthma in the month before death. All of the 11 patients in this series belonged to the first group; they had unexpected, severe, life-threatening asthma that resulted in respiratory arrest.

Other investigators have identified risk factors for fatal asthma attacks. These include increased bronchial hyperresponsiveness,23 wide, rapid fluctuations in pulmonary function from normal to abnormal,24 too-rapid tapering of oral glucocorticosteroid therapy,15,19 incorrect use of inhaled steroid medications,15,19 underestimation of the severity of the disease by primary care physicians,19,25 psychological factors,14,19,25 and age.15,25 Recurrent nocturnal asthma, a history of noncompliance with the medication regimen, more than three visits to the emergency room in the preceding year, previous life-threatening asthma attacks, and hospitalization within the past year may also be risk factors.15,25,26

Our patients had some of these risk factors for sudden respiratory arrest or death from asthma: sudden, rapid decompensation of pulmonary function, suggesting highly labile lower-respiratory airways; coexisting psychosocial disturbances; and membership in an age group that appears to be at increased risk. Seven of our patients, furthermore, had repeated episodes of respiratory arrest.

To this list of risk factors, we add increased exposure to aeroallergens, especially to the outdoor mold alternaria. This is one of the most common atmospheric mold spores throughout the United States and reaches its greatest abundance in grain-growing areas such as the Midwest. Alternaria has often been discussed as an important causal agent for asthma in humans.27,28

Alternaria allergens (Alt a I) have been isolated and characterized.20,29 Atmospheric levels of Alt a I correlate with airborne spore counts of alternaria,22 and the presence of IgE specific to Alt a I may be demonstrated by both skin and radioallergosorbent testing.20 Bronchial provocation with purified Alt a I induces an asthmatic response in sensitive patients.28,30

Natural inhalation of intact ambient alternaria mold spores may produce both immediate and delayed (late) asthmatic responses.31 Furthermore, alternaria has been shown to produce a late asthmatic response in 90 percent of patients undergoing bronchial provocation with that allergen, as compared with approximately 50 percent of patients undergoing bronchial provocation with pollen.32 In some patients, sequential inhalation challenges with alternaria may induce a new late asthmatic response that resolves after cessation of the challenges.32 The late asthmatic response produced by inhalation challenge with alternaria was attenuated or lost in the majority of patients who received immunotherapy with that antigen in one study.33 We have constructed a strong circumstantial case for alternaria sensitivity as a risk factor for sudden, severe episodes of asthma. Ten of our 11 patients had evidence of IgE specific to alternaria on allergen skin testing and on RAST, when performed. All had respiratory arrest during the alternaria season, which was determined on the basis of immunochemical quantification of airborne Alt a I level and spore counts.

Weiss has reported a seasonal pattern of asthma deaths34 and noted that, in patients between 5 and 35 years of age in the United States, mortality peaked in June through August from 1982 to 1986. Reviews of death certificates nationwide may not reflect regional seasonal trends, however.35 Several studies have shown a marked correlation between the number of emergency room visits and local climatologic conditions, including both pollen and mold-spore counts.36-39

We postulate that in our patients there was a gradual increase in both specific and nonspecific bronchial hyperresponsiveness as a result of the inhalation of alternaria allergen over an extended period. Models for this phenomenon exist for prolonged exposure to other allergens,40,41 and experimental data suggest that the same phenomenon may occur with alternaria.32 If bronchial challenge with histamine or methacholine is used, the severity of asthma can be categorized on the basis of bronchial hyperresponsiveness.23,42,43 Furthermore, when bronchial hyperresponsiveness is severe, the risk of death is greatly increased.23 These data suggest that the common factor among patients who die of sudden, unexpected asthma is extreme lability of the airways, resulting from marked bronchial hyperresponsiveness.

Given the propensity of inhaled alternaria to provoke a late asthmatic response and cause markedly increased bronchial hyperresponsiveness, further specific stimulation by alternaria, with or without concomitant nonspecific stimulation (e.g., exercise or viral infection), may result in sudden, severe asthma and respiratory arrest. Therefore, seasonal or perennial exposure to allergens should be added to the list of risk factors for sudden, severe respiratory arrest in patients with asthma.

Supported in part by the Mayo Foundation.

We are indebted to Mark C. Swanson for technical data and to Marlice A. Boland for assistance in the preparation of the manuscript.

Source Information

From the Division of Allergic Diseases and Internal Medicine (M.T.O., J.W.Y.), the Department of Health Sciences Research (K.P.O., D.J.B.), and the Section of General Pediatrics and Pediatric Allergy and Immunology (J.W.Y., M.J.S., E.J.O., M.I.S.), Mayo Clinic and Mayo Foundation, Rochester, Minn. Address reprint requests to Dr. Sachs at the Mayo Clinic, 200 First St., S.W., Rochester, MN 55905.

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