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Original Article

Genetic Analysis of an Inherited Predisposition to Colon Cancer in a Family with a Variable Number of Adenomatous Polyps

Mark Leppert, Ph.D., Randall Burt, M.D., J.P. Hughes, M.D., Wade Samowitz, M.D., Yusuke Nakamura, M.D., Ph.D., Scott Woodward, Ph.D., Eldon Gardner, Ph.D., Jean-Marc Lalouel, M.D., D.Sc., and Ray White, Ph.D.

N Engl J Med 1990; 322:904-908March 29, 1990

Abstract
Abstract

We studied a large kindred with a history of colorectal cancer of early onset. Proctosigmoidoscopic examination of 51 family members identified only 2 with familial polyposis coli, which strongly predisposes those who have it to colorectal cancer and which is defined as the presence of more than 100 polyps in the colon. However, eight family members had 2 to 40 colonic polyps. We suspected that in this family, colorectal cancer was the result of a mutation in the gene on chromosome 5 that is responsible for familial polyposis coli.

To test our hypothesis, we obtained genotypic information on 81 family members with respect to seven polymorphic DNA markers previously shown to be linked to the locus for familial polyposis coli. Multilocus analysis of the data demonstrated genetic linkage (lod score, 5.58) between these markers and the locus responsible for the defined syndrome of colonic polyps or colorectal cancer in this kindred. These findings constitute evidence that the genetic defect in this family is a mutation in the gene that causes familial polyposis coli.

We conclude that mutations at the genetic locus for familial polyposis coli may be the cause of other, more subtle syndromes involving an inherited susceptibility to coIonic adenomatous polyps and colorectal cancer. (N Engl J Med 1990; 322:904–8.)

Media in This Article

Figure 1Portion of Kindred Evaluated for Linkage Analysis.
Figure 2Genetic Map of the Region of Chromosome 5 Containing the Gene for Familial Adenomatous Polyposis Coli (APC) and Gardner's Syndrome (GS).
Article

COLON carcinoma is the second leading cause of death due to cancer in the United States. Because genetic factors are thought to contribute substantially to the pathogenesis of about 10 percent of cases of colorectal cancer, it is important to understand these genetic components in as much detail as possible. A specific genetic condition, familial adenomatous polyposis coli, occurs in approximately 1 in 8000 persons. If it remains untreated, there is a high probability that adenocarcinoma will develop in the patient at a relatively young age. According to present evidence, the neoplasm arises from a preexisting adenomatous polyp.1 , 2

A diagnosis of adenomatous polyposis coli has been defined by the presence of more than 100 visible adenomatous polyps in the colon by the end of the second or third decade of life; typically, more than 1000 polyps are found.3 Many patients also have numerous polyps of the fundic glands and adenomatous polyps of the duodenum and small bowel. Recently, the gene responsible for adenomatous polyposis coli (the APC gene) was mapped to a region on the long arm of chromosome 5 by means of polymorphic DNA markers.4 , 5

We have characterized a large kindred susceptible to colon cancer, in which the great majority of affected members did not meet the criteria for the diagnosis of familial polyposis, although many had smaller numbers of polyps. We performed genetic linkage studies with DNA markers in the region of the APC locus, with the presumption that an inherited defect at or near this locus was responsible for the clinical phenotype in the kindred we studied.

Methods

Clinical Description of Subjects

A phenotypically distinctive family (Fig. 1Figure 1Portion of Kindred Evaluated for Linkage Analysis.) was originally identified at the University of Utah Medical Center by Dr. Eldon Gardner on the basis of the occurrence of colon cancer with an early onset and an apparent autosomal dominant pattern of segregation for this trait. We obtained DNA from the peripheral-blood leukocytes of 81 family members from two branches of the pedigree. Informed consent was obtained from all participants. Fifty-one members had been examined clinically over a period of 10 years at the Gastrointestinal Laboratory at the University of Utah or at St. Mark's Hospital by two of the authors. Our initial approach to clinical screening was to examine each patient with a 60-cm flexible proctosigmoidoscope (Olympus CF P10S), followed by full colonoscopy with a fiberoptic endoscope (Olympus CF 1T10L) if distal polyps were present. However, as the familial risk of colon cancer in the kindred became better appreciated, full colonoscopy was used to screen some adult family members. These diagnostic procedures were all performed before or without knowledge of the genotypic characterization and genetic analysis described below. For the genetic study, the results of the examinations of the upper gastrointestinal tract were recorded if available, although systematic examinations of the stomach and duodenum were not a requirement of the study. Pathological reports of the gross and microscopical findings were reviewed at the University of Utah Medical Center by one of the authors, who also reviewed histologic slides obtained for the few participants who were not examined at either medical center. Clinical information concerning dead members of early generations of the kindred was obtained from medical records or death certificates. Ophthalmologic examinations of selected family members, with specific attention to the possibility of hyperplasia in retinal pigment epithelium, were performed in the Department of Ophthalmology at the University of Utah Medical Center.

DNA Markers

The seven polymorphic DNA markers used to test for linkage to the APC locus in the kindred have been described in previous mapping studies: pC11p11, which originally localized the gene to chromosome 5q,4 , 5 and six additional markers that constitute a high-resolution linkage map of the region containing the APC defect or defects.6 Four of the markers were haplotyped during the analysis of the subjects because each of these markers revealed two separate site polymorphisms. Two of these polymorphisms were new: an MspI polymorphism for the probe cYN5.48, and a PstI two-allele polymorphism for the probe pMC5.61. The genotypes of the 81 subjects were determined by standard Southern-blot hybridization procedures on nylon membranes.5

Linkage Analysis

The analysis of linkage was carried out with the LINKAGE software package.7 The limited number of subjects from this kindred who were available for study did not warrant formal segregation analysis to infer the mode of inheritance. Rather, the consistent observation of affected members over five generations led us to assume that the mode was autosomal dominant. Furthermore, because adequate information regarding the distribution of adenomatous polyps according to the subjects' ages could not be derived from this phenotypically distinct kindred, separate analyses were performed in which we either assumed a low level of penetrance (0.5) or reclassified all unaffected subjects as of unknown status. The gene frequency of the postulated allele was varied over the range 0.01 to 0.0001. Calculations to estimate the risk or probability of inheritance of a mutant allele at the APC locus were generated by programs within LINKAGE; probabilities above 0.95 were considered to indicate the presence of a defective gene at the APC locus on chromosome 5q, whereas probabilities below 0.05 were considered to indicate two normal homologues of the putative gene. For the purposes of calculating the risk, the gene was assumed to be equidistant from the two flanking marker loci, YN5.64 and YN5.48, in the same interval as the APC gene. The clinical and genotypic data base used for this analysis was contained on a computer disk in LINKAGE format (available from the authors on request).

Results

The two branches of the kindred chosen for study contained 115 members from seven generations. Colon cancer was found in 15 members, 12 of whom died of the disease. Most of these subjects were relatively young at diagnosis, ranging in age from 35 to 77 years; the mean was 54 years, approximately the midpoint between the mean ages at the onset of colorectal cancer related to adenomatous polyposis coli (40 years3) and sporadic cases of colorectal cancer (67 years8). Colon cancer has been documented in four successive generations in this kindred, in a pattern consistent with autosomal dominant inheritance of a gene for susceptibility to colon cancer. Our examination of medical records indicated that several of the members with colon cancer also had a small number of adenomatous polyps; moreover, endoscopic examinations revealed that some asymptomatic members of the kindred had colonic adenomatous polyps. From our assessment of the clinical findings a syndrome was identified that was characterized by a relatively small number of inherited adenomatous colonic polyps —generally fewer than 30 — appearing by the age of 40 and by a susceptibility to early-onset colon cancer.

A wide variation in phenotype was observed among the family members. For example, one member, Subject VI-4 in Figure 1, died of colon cancer when 48, although examination had revealed no visible colonic polyps. Two others, Subjects V-11 and V-24, from different branches of the kindred, had features typical of adenomatous polyposis coli. Analysis of tissue removed by colectomy when these patients were 53 revealed hundreds of polyps in both of them. No other family member met the established criteria for adenomatous polyposis coli; however, five members had multiple gastric polyps and one had a mandibular osteoma (Subject VII-18), a finding usually associated with Gardner's syndrome, a clinically distinct variant of adenomatous polyposis coli. Ophthalmologic examinations of two affected members, Subjects VI-10 and VI-12, showed no evidence of the hypertrophy of retinal pigment epithelium that is occasionally observed in adenomatous polyposis coli and in Gardner's syndrome.

Before linkage analysis could be initiated, disease criteria had to be established for the family. Because members who had a few colonic polyps might not be distinguished from members in whom the presence of adenomatous polyps were an apparently random occurrence, the diagnostic criteria were defined prospectively to minimize the inclusion of members with sporadic adenomas. Family members were considered affected if they met at least one of the following three criteria: the occurrence of colon cancer at any age, the presence of five or more adenomatous polyps, and the presence of two to four colonic adenomatous polyps with either multiple gastric polyps of the fundic glands9 or microadenomas in histologic sections of the colon.3 Findings of either multiple gastric polyps or microadenomas would be unusual in the general population. The clinical findings are summarized in Table 1Table 1Clinical Phenotypes of the 12 Affected Members of the Kindred for Whom DNA Samples Were Available. for all living affected members of the kindred.

Under these restrictive criteria, 12 of the 81 kindred members available for study were classified as affected. Eight of the 12 had fewer than 20 colonic adenomatous polyps, and 6 of these 8 were 35 years of age or older. Forty-one other members who were thought to be at risk of inheriting the mutant allele were also screened for colonic polyps, and none of them met our diagnostic criteria for the disease. These 41 subjects, along with all their living spouses, were initially designated as unaffected for purposes of linkage analysis (Fig. 1). Subjects in the pedigree for whom the results of genotyping with DNA markers but no clinical data were available were classified as of unknown status. We analyzed linkage twice, once using a low level of penetrance (0.5) for all age groups (Table 2Table 2Pairwise Lod Scores for the Disease Gene and 11 Marker Systems.*) and once reclassifying all unaffected subjects as of unknown status. The pairwise lod scores from both analyses were similar, although the scores calculated from the data on affected subjects alone were slightly lower. Under either assumption of penetrance, DNA marker cYN5.64, when typed for both enzyme systems, yielded a lod score of more than 3; this result remained invariant over a broad range of gene frequencies. It should be noted that a lod score of 3 has greater importance in testing for a single locus than in screening a whole genome against many markers. Moreover, in this family we observed recombinants between the putative gene for the disease and markers known to be on either side of the APC locus on chromosome 5q, placing the hypothesized genetic defect in the kindred in the same region as the APC gene — between the loci defined by cYN5.120 and pMC5.61 (Fig. 2Figure 2Genetic Map of the Region of Chromosome 5 Containing the Gene for Familial Adenomatous Polyposis Coli (APC) and Gardner's Syndrome (GS).). Multilocus analysis, using the nearest flanking markers (cYN5.64 and cYN5.48), extended the support for linkage, with a lod score of 5.58 — an odds ratio of 380,000:1 in favor of linkage of the disease gene to the APC region — when unaffected subjects were included and a penetrance of 0.5 was assumed. When the status of unaffected members was reclassified as unknown —a conservative assumption that would make the inference independent of the level of penetrance — the lod score remained high, at 4.55.

Since the results of linkage analysis demonstrated that the defined phenotype of the kindred was a consequence of the inheritance of a defective allele at or near the APC locus, we used the genotypes at the flanking marker loci YN5.64 and YN5.48 as a basis on which to calculate the probability of carrying the mutant APC allele in each of the family members, specifically those at risk who were originally classified as unaffected. Table 3Table 3Probability of Being a Carrier of Disease Allele among 19 Members Originally Designated as Unaffected. lists the risks calculated for the subjects in this category, both members who were likely to be carriers of the disease allele (P>0.95) and those who apparently were not (P<0.05). Twenty subjects were not included in Table 3 because they were not informative for the two flanking markers and their probabilities were intermediate. In this group, no adenomatous polyps were detected among members for whom information on the phenotype was available.

The most striking finding was that all four subjects in whom the probability of carriage of the genetic lesion at the APC locus was greater than 0.95 did in fact have evidence of early colonic polyps, even though they had not met the previously defined diagnostic criteria. Subjects VII-7 and VII-17, both 26 years old, each had only a single adenomatous polyp. The other two subjects also had small numbers of polyps; one (Subject VII-13) had two polyps at age 17, and the other (Subject VI-16) had three polyps by age 34. In contrast, 15 of the 16 subjects predicted to be normal on the basis of analysis of marker genotypes, whose risk probability was less than 0.05, had no visible polypoid lesions when screened by endoscopy. The only subject (V-14) among the noncarriers in whom a single polyp was identified was found to have this feature at an age (49 years) when polyps are more common in the general population. Because 5 of the 12 adults in the low-risk category in Table 3, as well as the 4 subjects in the high-risk group, had been screened initially with full colonoscopy, any bias incurred by our protocol for screening would only be toward underascertainment of polyps among subjects at low risk.

Discussion

The clinical features among the members of kindred 353 who had the syndrome of inherited polyps varied widely, from members with colon cancer but no colonic polyps, to members with only a few polyps, to members with hundreds. Our linkage studies show that the genetic defect responsible for the predisposition to polyps and cancers of the colon in this kindred is located on the long arm of chromosome 5 at or very near the site of the mutation responsible for familial adenomatous polyposis coli. However, the mutation found in this study seems to differ from the mutant alleles responsible for adenomatous polyposis as it has previously been understood, in that subjects who inherited the responsible allele generally had a very moderate number of polyps. A diversity of APC alleles is a reasonable supposition, because new mutations are relatively frequent in familial adenomatous polyposis coli3 and because both the typical form of this disease and Gardner's syndrome are known to result from mutations at this same locus.6 Furthermore, the number of polyps developing in persons inheriting the defective allele can range from 1 or a few to more than 100. The wide variation in expression might be explained by the influence of other genes or by environmental differences. The findings also suggest the possibility that the APC gene is involved in other, as yet untested families prone to colon cancer in which typical polyposis is absent. Recently, in a few families classified as having colon cancer unrelated to polyposis, some members were found to have a small number (2 to 70) of adenomatous polyps.10 , 11

Furthermore, the apparently familial nature of common colorectal cancer, together with recent work suggesting that colon cancer in general may often be due to a genetic predisposition to the development of small numbers of polyps,12 leads us to speculate that this hypothesized genetic predisposition may ultimately be due in part to alleles at the APC locus that have even lower phenotypic expressivity than the mutation in the kindred described here. Such alleles may perhaps predispose a person to the development of an average of 2 to 5 polyps rather than the 30 to 40 that are characteristic of the kindred. This speculative hypothesis can be tested by linkage analysis using the highly informative set of DNA markers available for the APC locus.

On the other hand, the inherited mutation in some families susceptible to colon cancer could lie at loci other than APC — for example, at loci involved in tumor progression, such as the p53 locus on chromosome 17, or at loci on chromosome 18q.13 , 14 One published study reported linkage to the Kidd locus on chromosome 18 in a group of families with colorectal cancer unrelated to polyposis; however, the exclusion of two families with neoplasms that were not colon cancers from the analysis was not supported by formal tests for genetic heterogeneity.15

It is unlikely, however, that all cases of colon cancer are associated with an inherited predisposition. A common genetic causation can be maintained by somatic mutation of the same gene that is inherited in mutant form in the families of kindred 353 and in families with adenomatous polyposis coli. Such a phenomenon has been observed in cases of inherited and sporadic forms of retinoblastoma.16

Knowledge of the genotype for markers linked to the APC locus can often permit the inference of gene-carrier status among members of the kindred. This is important because members found to lack the disease allele will not need frequent clinical surveillance and will be freed from anxiety about the risk to their offspring. Members who do carry the disease genotype can be monitored more aggressively.

The wide range of phenotypic presentation associated with inheritance of the mutant APC allele may, however, have complex implications for caring for patients and counseling the members of the kindred. It is possible, for example, that members who inherit the mutant allele but have only one or a few polyps might be at relatively low risk for the development of colon cancer, as compared with other family members who have many polyps. Polypectomy might be an adequate intervention; colectomy could be postponed or might even be unnecessary if polyps are few. However, it should be noted that carcinoma was found in Subject VI-4, who had no polyps. Definitive therapeutic recommendations will require a more precise description of the prognosis in family members, as a function of their age and number of polyps.

Furthermore (and with relevance to other families), if the subjects with only a few adenomatous polyps had been examined outside the context of a large family study, these patients and their family members might not have been recognized as gene carriers with a predisposition to polyp formation and an increased risk of colon cancer. Without the statistical power provided by a large kindred, it is often difficult to determine in individual patients whether their several polyps are due to an inherited genetic lesion or to somatic mutation. It is therefore important that the APC gene be identified, cloned, and sequenced; we will then have a basis for the direct determination of molecular lesions in the APC genes of such patients.

Drs. Lalouel and White are Investigators at the Howard Hughes Medical Institute.

*Deceased (emeritus professor of biology, Utah State University, Logan, Utah).

We are indebted to Dr. Mano Swartz for performing the ophthalmologic examinations of the patients in the kindred, to Barbara Ogden, Tena Sears, and Dora Stauffer for technical assistance, to Rick Lifton for critically reading the manuscript, to Ruth Foltz for editing the manuscript, and to Diane Christopherson for compiling the pedigree information.

Source Information

From the Howard Hughes Medical Institute and the Department of Human Genetics (M.L., Y.N., S.W., J.-M.L., R.W.), the Gastroenterology Division, Department of Medicine (R.B.), and the Department of Pathology (W.S.), University of Utah School of Medicine, Salt Lake City; and St. Mark's Hospital (J.P.H.), Salt Lake City. Address reprint requests to Dr. Leppert at the Howard Hughes Medical Institute, 603 Wintrobe Bldg., University of Utah Health Sciences Center, Salt Lake City, UT 84132.

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