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Original Article

Cathepsin D and Prognosis in Breast Cancer

Atul K. Tandon, Ph.D., Gary M. Clark, Ph.D., Gary C. Chamness, Ph.D., John M. Chirgwin, Ph.D., and William L. McGuire, M.D.

N Engl J Med 1990; 322:297-302February 1, 1990

Abstract
Abstract

We investigated the possibility that cathepsin D, an estrogen-induced lysosomal protease, might have value as a prognostic factor in breast cancer by studying frozen tissue specimens from 397 patients. We measured the 34-kd mature form of the enzyme by Western blot assay and densitometry. Among 199 patients with node-negative disease, but not among 198 with node-positive disease, high levels of cathepsin D proved to be a significant predictor of reduced disease-free survival (median follow-up, 64 months), either as a continuous variable (log cathepsin D; P = 0.018) or as a dichotomous variable with an optimized cutoff point (P = 0.0001). Results were similar for overall survival (P = 0.009 and 0.0001, respectively).

Relating the level of cathepsin D to other prognostic factors in the patients with node-negative disease, we found an association with aneuploidy but none with estrogen or progesterone receptors, tumor size, or the age of the patient. In multivariate analyses, a high level of cathepsin D was the most important independent factor in predicting shorter disease-free and overall survival in patients with node-negative disease. As compared with the risk in women with low levels of cathepsin D, the relative risk of tumor recurrence was 2.6 (95 percent confidence interval, 1.6 to 4.4) and the relative risk of death was 3.9 (95 percent confidence interval, 2.1 to 7.3) among those with high levels of cathepsin D. For disease-free survival, cathepsin D status was predictive of outcome primarily among those with aneuploid tumors; the actuarial five-year recurrence rates of aneuploid tumors were 60 percent among women with high levels of cathepsin D and 29 percent among those with low levels, as compared with 22 percent for all diploid tumors. We conclude that cathepsin D may be an independent predictor of early recurrence and death in node-negative breast cancer. (N Engl J Med 1990; 322: 297–302.)

Media in This Article

Figure 1Semiquantitation of Cathepsin D in Tumor Specimens by Western Blot Analysis.
Figure 2Distribution of the Concentration of Cathepsin D in 199 Node-Negative and 198 Node-Positive Breast Tumors.
Article

THE identification of more accurate predictors of relapse or survival in patients with cancer of the breast might improve the selection of therapy and guide further investigation into basic biologic questions concerning such tumors.

In 1979, Westley and Rochefort first described a 52-kd glycoprotein whose secretion into culture medium by hormone-dependent human breast cancer cell lines was specifically increased by estrogens and inhibited by antiestrogens.1 It was also found to be produced constitutively in some hormone-independent breast cancer cell lines. After its purification, the 52-kd protein was identified as the precursor of cathepsin D lysosomal acidic protease.1

In normal cells, only a small amount of cathepsin D is secreted as a 52-kd precursor; the bulk of the newly synthesized protein is targeted to the lysosomes, where it is proteolytically processed to an intermediate 48-kd single-chain form of the enzyme and the mature, stable 34- and 14-kd two-chain form.2 In addition to its ubiquitous role in the lysosomes, two biologic activities of the secreted precursor have been demonstrated in vitro: it has mitogenic activity on estrogen-depleted MCF-7 cells, suggesting that it is an estrogen-regulated autocrine mitogen, and an acidic proteolytic activity on various substrates, including proteoglycans and basement membranes.1 Both the growth-promoting activity and extracellular proteolytic activity suggest that cathepsin D may have prognostic importance in breast cancer. Indeed, with the use of monoclonal antibodies, levels of cathepsin D were found to be elevated in both benign and malignant proliferative ductal mastopathy, whereas they were very low or negligible in normal resting mammary glands and in lobular hyperplasia.3 In breast cancer, cytosolic 52-kd cathepsin D levels have been correlated with the status of estrogen receptors but not with other known prognostic factors.4 An unpublished study discussed by Rochefort et al.5 suggested a potential prognostic value of cathepsin D.

To evaluate more fully the clinical importance of cathepsin D in breast cancer, we used a semi-quantitative Western blot procedure to measure the enzyme's mature form (the 34-kd heavy chain) in a cohort of 397 women with primary tumors, and correlated these findings with those on other established prognostic factors, tumor recurrence, and patient survival. We found that cathepsin D is a potentially important prognostic factor for early recurrence and death in node-negative breast cancer, independently of a number of other prognostic variables.

Methods

Patients

Tumor specimens from 397 patients with primary breast tumors (198 node positive and 199 node negative) were evaluated in this study. The specimens were drawn from a pool of frozen specimens originally submitted to our laboratory for estrogen-receptor analysis beginning more than 15 years ago by clinical collaborators nationwide. Patients were followed up for disease recurrence and survival status as described elsewhere.6 Median clinical follow-up was 56 months for patients with node-positive cancer and 64 months for those with node-negative cancer. A computerized data base containing continually updated clinical information on each patient, along with receptor status, nodal status, ploidy, the number of positive nodes, the size of the primary tumor, the age of the patient, and the stage of the disease at diagnosis, was available for statistical analyses. Selection for the study required only that this information be available and that sufficient tumor remain for the assay; it was otherwise random.

Collection and Storage of Breast-Tumor Specimens

Breast-tumor specimens were frozen in liquid nitrogen immediately after excision and stored at —70°C. Tissues were pulverized in the frozen state and kept at —70°C until required for assay. Samples were fixed with formalin, embedded in paraffin, stained with hematoxylin–eosin, and examined microscopically to confirm the presence of tumor cells. All 397 specimens analyzed for cathepsin D contained tumor cells.

MCF-7 Cells

MCF-7 human breast cancer cells were grown in minimal essential medium supplemented with 10 mM HEPES buffer, nonessential amino acids, 2 mmol of glutamine per liter, 25 μg of gentamycin per milliliter, 6 ng of bovine insulin per milliliter, and 5 percent calf serum. Sodium bicarbonate (0.2 percent) was added to adjust the final pH to approximately 7.2. Cells were allowed to grow at 37°C in an atmosphere containing 5 percent carbon dioxide. Confluent cells were harvested by a brief incubation with 1 mM EDTA in phosphate-buffered saline, washed twice with phosphate-buffered saline, and stored as cell pellets at —70°C until assayed.

Steroid-Receptor Assays

Estrogen receptors and progesterone receptors in the tumor specimens were assayed as detailed elsewhere.7 , 8 Tumor specimens were considered estrogen-receptor—positive if they contained at least 3 fmol of specific binding sites per milligram of cytosolic protein, and progesterone-receptor—positive if they contained at least 5 fmol per milligram of cytosolic protein.

Determination of Ploidy

The DNA content of the tumor cells was determined as described previously.9 The DNA content was described as diploid if after the addition of human peripheral-blood lymphocytes to the tumor sample, we observed a superimposition of the G0/G1 peaks. The DNA content was defined as aneuploid if discrete G0/G1 peaks could be confirmed after the addition of peripheral-blood lymphocytes. In addition, the aneuploid G0/G1 peak had to contain at least 10 percent of the 50,000 sample events collected and have a corresponding G2+M peak.

Measurement of Cathepsin D

Total proteins from tumor specimens or cell pellets were extracted as described elsewhere.10 Briefly, approximately 10 mg of tumor powder or cell pellet was treated with 150 μl of 5 percent sodium dodecyl sulfate and boiled for five minutes; the protein extract was then collected by centrifugation at 13,000Xg for two minutes. The insoluble pellet from the tumor powder was once again treated with 150 μl of 5 percent sodium dodecyl sulfate. The first and second supernatants were combined, and the protein concentration was determined by the bicinchoninic acid method.11

Under denaturing, reducing conditions, 200 μg of tumor proteins were resolved on 10 percent polyacrylamide gels.12 Three concentrations (200 μg, 100 μg, and 50 μg of protein, corresponding to 100, 50, and 25 arbitrary units of cathepsin D) of a constant sodium dodecyl sulfate extract of MCF-7 cells were included on each gel as an internal laboratory standard. Resolved proteins were transblotted to 0.45-μm nitrocellulose membranes (Schleicher and Schuell) at 200 mA for 16 hours at 4°C by the method of Towbin et al.13 After blocking with 5 percent condensed milk (Carnation) for one hour, the blots were incubated with a rabbit polyclonal antiserum (1:1000) generated against purified human placental cathepsin D14 at 4°C overnight and then for two hours with 125I-labeled donkey antirabbit whole antibody (100,000 cpm per milliliter; Amersham). After washing, the blots were exposed to X-omat x-ray film (Kodak) at —70°C with the use of intensifying screens. The level of cathepsin D protein in individual tumors was determined by densitometric scanning of the 34-kd band on the autoradiographic films in a Beckman DU-7 spectrophotometer and calculated as cathepsin D units by comparison with our MCF-7 laboratory standard.

Statistical Analysis

Analyses of disease-free and overall survival were performed with use of the Kaplan–Meier method15 for dichotomized variables and Cox's partially nonparametric regression model16 17 18 for continuous variables. Tests of differences between curves were made with the log-rank test for censored survival data.19 Cox's model was also used to evaluate various combinations and interactions of prognostic factors in a multivariate manner. The patients' characteristics included in the analyses were estrogen- and progesterone-receptor status, DNA ploidy, number of positive axillary lymph nodes, size of the primary tumor, and patient's age at diagnosis. All computations were done with use of the Biomedical Computer Programs (P Series, 1985).20.

Results

Cathepsin D in Tumor Specimens

Levels of cathepsin D were measured in 397 primary breast tumors with use of the semiquantitative Western blot procedure described above. A typical Western blot of several tumors and a corresponding densitometric scan of the 34-kd region of the autoradiogram are shown in Figure 1Figure 1Semiquantitation of Cathepsin D in Tumor Specimens by Western Blot Analysis.. Three concentrations of a constant extract of MCF-7 human breast cancer cells were included in each gel as an internal laboratory standard. Values from 0 to 1933 units were found in the 397 primary breast tumors. Cathepsin D values were significantly higher (Kruskal—Wallis P value <0.001) in the 198 specimens from patients with node-positive disease (median, 69 units) than in the 199 specimens from patients with node-negative breast cancer (median, 36 units). In both groups, the distribution was approximately log normal (Fig. 2Figure 2Distribution of the Concentration of Cathepsin D in 199 Node-Negative and 198 Node-Positive Breast Tumors.). In six cases, levels of cathepsin D were also measured in adjacent normal breast tissue; although levels ranged from 26 to 187 units in the tumors, cathepsin D levels were always low or undetectable (0 to 8 units) in normal tissue. Low values of cathepsin D in normal breast tissues were also reported by Rochefort et al.3 , 5

Cathepsin D and Clinical Outcome

Since the distribution of cathepsin D values was approximately log normal, we used the log10 of the value (after setting all zeroes to 1) as a continuous variable and examined its association with disease-free and overall survival. For the 199 patients with node-negative disease, higher cathepsin D values predicted shorter disease-free survival (P = 0.018; relative risk, 1.47 per log-unit increase) and shorter overall survival (P = 0.005; relative risk, 1.79 per log-unit increase), but the same relation did not appear for the 198 patients with node-positive disease (P = 0.68 and 0.24, respectively).

Because most prognostic factors are usually considered as dichotomized, discontinuous variables, we then selected a cutoff point for cathepsin D values to give the optimal separation between a low and high risk of relapse in the patients with node-negative disease. As shown in Figure 3Figure 3Maximal Likelihood Determination of the Cutoff Value of Cathepsin D for Predicting Disease-free Survival in Breast Cancer.A, a considerable range of cutoff values gave a statistically significant separation of disease-free—survival possibilities. Of these, the optimal cutoff point was 75 units, which identified 32 percent of the patients as having "high" cathepsin D levels. In contrast, for patients with node-positive disease there was no cutoff value that gave a significant separation (Fig. 3B), in agreement with our earlier conclusion based on the use of cathepsin D values as a continuous variable. Analysis of overall survival gave about the same cathepsin D cutoff point as the analysis of disease-free survival for patients with node-negative disease, and no cutoff point for the node-positive group (data not shown).

Cathepsin D and Other Prognostic Markers

Relations between dichotomized cathepsin D and other markers of prognosis were then determined. In the node-negative group (Table 1Table 1Levels of Cathepsin D as Compared with Other Prognostic Factors in Patients with Node-Negative Breast Cancer.), higher levels of cathepsin D were found in patients with aneuploid tumors (P = 0.005), whereas no significant association was found between cathepsin D values and estrogen-receptor status, progesterone-receptor status, tumor size, or the age of the patient. We also examined data from the patients with node-positive disease for comparison (Table 2Table 2Levels of Cathepsin D as Compared with Other Prognostic Factors in Patients with Node-Positive Breast Cancer.). Ploidy was not available for most of these patients, and of the other factors only the presence of positive steroid receptors was marginally associated with high levels of cathepsin D. This was not surprising, since levels of cathepsin D are increased by estrogen in some breast cancer cell lines, and a similar trend had been observed in the node-negative group (Table 1). Adjuvant therapy did not appear to introduce a bias; although the patients with node-positive disease were not all given the same adjuvant treatment, there was no significant difference between those with high cathepsin D levels and the others with respect to the proportion receiving adjuvant endocrine therapy or adjuvant chemotherapy.

Cathepsin D in Multivariate Prognostic Analyses

Because in the node-positive group there was no apparent relation between high levels of cathepsin D and an increased risk of recurrence or overall survival, the rest of the analyses focused on the patients with node-negative disease. As previously noted, high levels of cathepsin D were associated with a significantly increased risk of recurrence in a univariate analysis of data from the patients with node-negative disease; the disease-free-survival curves are shown in Figure 4Figure 4Disease-free Survival in Patients with Node-Negative Breast Cancer.A. Combining cathepsin D values with other prognostic factors in a multivariate analysis (based on 188 patients, since ploidy was not available for 11), we found that cathepsin D was the single most powerful factor for predicting disease-free survival (P = 0.0003). Comparing cathepsin D—positive with cathepsin D—negative tumors, the relative risk of recurrence was 2.6 (Table 3Table 3Cathepsin D and Prognosis in 188 Patients with Node-Negative Breast Cancer.*). Ploidy was the second most significant factor (P = 0.009); for aneuploidy the relative risk of recurrence was 2.2. The patient's age was almost significant (P = 0.06), with younger women having a relative risk of 1.7. There were only 15 patients with diploid tumors with high levels of cathepsin D, and recurrence in this very small group was not clearly different from that in the other patients with diploidy (data not shown). In the patients with aneuploidy, however, cathepsin D values distinguished between a group with a level of recurrence similar to that of the group with diploidy and another group with far worse outcome (Fig. 4B); the five-year actuarial rate of recurrence was 22 percent in the group with diploidy and 29 percent in the group with aneuploidy and low levels of cathepsin D, but 60 percent in the group with aneuploidy and high levels of cathepsin D.

Concerning overall survival, we have already noted that there was a significantly increased risk of early death (P = 0.0001) among the patients with higher levels of cathepsin D (Table 3 and Fig. 5Figure 5Overall Survival in Patients with Node-Negative Breast Cancer.A). Aneuploidy was also associated with short overall survival (P = 0.04; Table 3). In multivariate analyses, the level of cathepsin D was the single most important variable for predicting overall survival; for high as compared with low levels, the relative risk of death was 3.9 (95 percent confidence interval, 2.1 to 7.3; P<0.0001) (Table 3). Progesterone-receptor status was the second most significant factor; for negative as compared with positive status, the relative risk of death was 2.1 (95 percent confidence interval, 1.1 to 4.0; P = 0.02). High levels of cathepsin D identified subgroups with poorer survival among patients with both positive and negative progesterone-receptor status (Fig. 5B).

For both disease-free and overall survival, multivariate results were similar when cathepsin D was entered as a continuous variable (log10 cathepsin D; data not shown).

Discussion

Proteases are particularly interesting in cancer research because it has been proposed that they may play a part in the metastatic process.21 Procathepsin D acts as an autocrine mitogen on breast cancer cells and can be activated at acidic pH to degrade extracellular matrix,22 suggesting a role in mediating the effect of estrogens on tumor growth and invasion. The level of expression of 52-kd cytosolic cathepsin D has been correlated with estrogen-receptor status in breast cancer,4 but its direct clinical prognostic importance has not been established.

Cathepsin D is a ubiquitously expressed lysosomal protease. In all cell types examined to date it is synthesized as a mannose-6-phosphate—modified 52-kd glycoprotein. This transient intermediate glycoprotein is transported from the Golgi apparatus by lysosomal-targeting receptors.23 Once in the lysosome, cathepsin D is processed to a two-chain form (34 and 14 kd) that is stable and accumulates. Overexpression of the gene can cause overloading of the lysosomal-targeting pathway, resulting in constitutive secretion of the 52-kd procathepsin D. When secretion of the 52-kd form is increased, the accumulated level of the lysosomal 34-kd form also increases,24 whereas intracellular 52-kd procathepsin D is only a transient biosynthetic intermediate product. Thus, high levels of 34-kd protein may indicate the overexpression and secretion of the 52-kd precursor, which occurs in both estrogen-receptor—positive and —negative breast cancer cell lines.

We measured levels of cathepsin D in a cohort of 397 patients with primary breast cancer (198 node-positive and 199 node-negative tumors). Somewhat higher levels of mature 34-kd cathepsin D (the only form measured) were found in breast tumors that had metastasized to lymph nodes. This may suggest that cathepsin D is important for the malignant metastatic potential of breast cancer cells, but cathepsin D values failed to predict clinical outcome in these patients with node-positive disease. The reason for this is currently unclear.

In patients with node-negative disease, however, those with higher levels of cathepsin D had statistically shorter disease-free and overall survival than those with lower levels of the protein, independent of other prognostic factors. Comparing levels of cathepsin D with other established markers of prognosis, we found higher levels of cathepsin D in aneuploid tumors (P = 0.005), whereas cathepsin D values were not related to estrogen-receptor status, progesterone-receptor status, tumor size, or the age of the patient. The lack of a relation with estrogen-receptor status suggests that the role of 34-kd heavy-chain cathepsin D as a prognostic marker in breast cancer may not be related to the induction of cathepsin D expression by estrogens.

It is difficult to predict the clinical outcome of patients with node-negative breast cancer, although they are recognized in general as a group with a good prognosis. At least 70 percent of them are not expected to have a recurrence after primary treatment.25 The patients in this study did not appear to do quite as well. Perhaps our requirement of a sufficiently large specimen to determine receptors and ploidy as well as cathepsin D levels tended to exclude the smaller tumors for which the prognosis was better. Indeed, when the 199 patients with node-negative disease we describe here were compared with the remaining 2096 patients with node-negative disease in our data base (Table 4Table 4Comparison of the 199 Patients in This Study with the Remaining 2096 Patients with Node-Negative Disease.), the present sample had a higher percentage of tumors larger than 2 cm and a reduced disease-free survival, as might be expected. No other factors differed between the two groups.

There is currently no sure way of predicting which 30 percent of the patients with node-negative cancer will have recurrence of disease. An accurate battery of prognostic factors could allow the patients in whom disease is most likely to recur to receive aggressive adjuvant therapy. Current evaluation of patients with node-negative disease includes the determination of their estrogen-receptor and progesterone-receptor status to identify those at higher risk of recurrence.26 27 28 29 30 Although estrogen-receptor status and progesterone-receptor status were not statistically significant alone in our group of 199 patients with node-negative breast cancer, this may have been due to the relatively small sample.

Another marker of aggressiveness in breast tumors is ploidy (DNA content): tumors with aneuploid DNA, as measured by flow cytometry, have a higher probability of relapse.6 , 31 32 33 High levels of cathepsin D were found more often in aneuploid than in diploid tumors (41 percent vs. 21 percent), and among aneuploid tumors, higher levels of cathepsin D identified patients at extreme risk of recurrence. High levels of cathepsin D also identified patients at higher risk of death within both the progesterone-receptor—positive and —negative subgroups.

Supported by a grant (CA 30195) from the National Institutes of Health.

We are indebted to Mary Nell Baird for technical assistance, to Arthur Jennings for determining tumor-cell content in specimens, to Dr. Suzanne Fuqua for her valuable suggestions, to Judy Wenzel for data collection and analysis, to David Mascorro for computer programming, and to Sandy Montgomery for preparation of the manuscript.

Source Information

From the Department of Medicine, Divisions of Oncology and Endocrinology, University of Texas Health Science Center, San Antonio. Address reprint requests to Dr. McGuire at the Department of Medicine, Division of Oncology, University of Texas Health Science Center, 7703 Floyd Curl Dr., San Antonio, TX 78284–7884.

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